3//SEC Filing
IVY INVESTMENT MANAGEMENT CO 3
Accession 0000899243-18-003130
CIK 0001441693other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 6:35 PM ET
Size
36.0 KB
Accession
0000899243-18-003130
Insider Transaction Report
Form 3
WADDELL & REED FINANCIAL INC
10% OwnerOther
Holdings
- 2,014,583(indirect: See Footnotes)
Common Stock
WADDELL & REED FINANCIAL SERVICES INC
10% OwnerOther
Holdings
- 2,014,583(indirect: See Footnotes)
Common Stock
WADDELL & REED INC /KS/
10% OwnerOther
Holdings
- 2,014,583(indirect: See Footnotes)
Common Stock
WADDELL & REED INVESTMENT MANAGEMENT CO
10% OwnerOther
Holdings
- 2,014,583(indirect: See Footnotes)
Common Stock
IVY INVESTMENT MANAGEMENT CO
10% OwnerOther
Holdings
- 2,014,583(indirect: See Footnotes)
Common Stock
Footnotes (3)
- [F1]This Form 3 is being filed by Waddell & Reed Financial, Inc. ("WDR") on behalf of itself and Waddell & Reed Financial Services, Inc. ("WRFSI"), Waddell & Reed, Inc. ("WRI"), Waddell & Reed Investment Management Company ("WRIMCO"), and Ivy Investment Management Company ("IICO" and, together with WDR, WRFSI, WRI, and WRIMCO, the "Reporting Persons").
- [F2]The securities reported herein are beneficially owned by one or more open-end investment companies or other managed accounts which are advised or sub-advised by IICO, an investment advisory subsidiary of WDR (a publicly traded company) or WRIMCO (an investment advisory subsidiary of WRI). WRI is a broker-dealer and underwriting subsidiary of WRFSI, and WRFSI is a subsidiary of WDR. Pursuant to investment sub-advisory contracts, IICO and WRIMCO are granted investment power and, in most cases, voting power, over securities owned by sub-advisory clients. Therefore, IICO and/or WRIMCO may be deemed the beneficial owner of the securities covered by this Form 3. Indirect "beneficial ownership," if any, of any such securities is attributed to the respective parent companies solely because of the parent companies' control relationship to WRIMCO and IICO.
- [F3]The reported amount reflects the amount of securities that the Reporting Persons may be deemed to beneficially own immediately following the transaction requiring the filing of this Form 3. In accordance with Instruction 5(b)(iv) of Form 3, the entire amount of the Issuer's securities that the Reporting Persons may be deemed to beneficially own is reported herein. Each of WDR, WRFSI, WRI, WRIMCO, and IICO disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), beneficial ownership of such securities, except to the extent of its indirect pecuniary interest therein, and this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Issuer
MARRONE BIO INNOVATIONS INC
CIK 0001441693
Entity typeother
Related Parties
1- filerCIK 0001190088
Filing Metadata
- Form type
- 3
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 6:35 PM ET
- Size
- 36.0 KB