MILLER SAMUEL H 5
5 · Forest City Realty Trust, Inc. · Filed Feb 14, 2018
Insider Transaction Report
Form 5
MILLER SAMUEL H
Other
Transactions
- Other
Class A Common Stock
2017-06-12+1,306,470→ 1,954,975 total - Other
Class A Common Stock
2017-06-12+1,179→ 1,179 total - Other
Class B Common - Convertible
2017-06-12−900→ 0 totalExercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying) - Other
Class B Common - Convertible
2017-06-12−997,306→ 0 totalExercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (997,306 underlying)
Holdings
- 10,692.57(indirect: By 401(k))
Class A Common Stock
Footnotes (7)
- [F1]Samuel H. Miller, Trustee of the Samuel H. Miller Trust UA, June 10, 1983.
- [F2]401k Plan - Class A Common shares.
- [F3]General partner in RMS, Ltd., and held as Samuel H. Miller, Trustee. Trust held 900 shares of Class B Common Stock which were reclassified on 6/12/17 into 1,179 shares of Class A Common Stock.
- [F4]Limited partner in RMS, Ltd., and held as Samuel H. Miller, Trustee. Trust held 997,306 shares of Class A Common stock which were reclassified into 1,306,470 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, 633,800 shares of Class A Common Stock are held as a direct limited partnership interest in RMS, Ltd. and 1,334,372 shares of Class A Common Stock are held directly.
- [F5]Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock.
- [F6]Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16.
- [F7]Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date.