5//SEC Filing
SHAFRAN JOAN K 5
Accession 0000899243-18-004079
CIK 0001647509other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 9:56 PM ET
Size
20.3 KB
Accession
0000899243-18-004079
Insider Transaction Report
Form 5
SHAFRAN JOAN K
10% Owner
Transactions
- Other
Class A Common Stock
2017-06-12+1,774,724→ 1,804,196 total(indirect: See footnote) - Other
Class A Common Stock
2017-06-12+1,179→ 1,179 total - Other
Class A Common Stock
2017-06-12+17,685→ 1,179 total(indirect: See footnote) - Other
Class B Common - Convertible
2017-06-12−900→ 0 totalExercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying) - Other
Class B Common - Convertible
2017-06-12−1,354,751→ 0 total(indirect: See footnote)Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,354,751 underlying) - Other
Class B Common - Convertible
2017-06-12−13,500→ 0 total(indirect: See footnote)Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (13,500 underlying)
Holdings
- 73,685
Class A Common Stock
- 37,156
Class A Common Stock
Footnotes (8)
- [F1]Joan Shafran, Trustee - held in street account with Barclays.
- [F2]Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Joan Shafran is a general partner of The Berimore Company along with siblings, Joseph Shafran and Paula Krulak. 1,354,751 shares of Class B Common Stock were reclassified and exchanged into 1,774,724 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, 1,194,100 shares of Class A Common Stock are held as a direct limited partners of RMS, Ltd. and 610,096 shares of Class A Common Stock are held directly.
- [F3]Joan Shafran GRIT dated 8/01/2007. Joan Shafran receives income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust. Class A Common stock is held directly.
- [F4]General Partner of RMS, Ltd. 900 shares of Class B Common Stock were reclassified and exchanged into 1,179 shares of Class a Common Stock as of 6/12/17, which is held directly.
- [F5]Held Indirect - Powell Partners. 13,500 shares of Class B Common Stock were reclassified and exchanged into 17,685 shares of Class A Common Stock as of 06/12/17.
- [F6]Class B Common Stock was convertible to Class A Common Stock on a share -for -share basis; stock was convertible at any time - there was no fixed exercise date or expiration date.
- [F7]Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock.
- [F8]Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16.
Issuer
Forest City Realty Trust, Inc.
CIK 0001647509
Entity typeother
Related Parties
1- filerCIK 0001217398
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 9:56 PM ET
- Size
- 20.3 KB