Earnings Feed
Start Free
Home/Filings/5/0000899243-18-004083
5//SEC Filing

RATNER CHARLES A 5

Accession 0000899243-18-004083

CIK 0001647509other
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 9:58 PM ET

Size

57.4 KB

Accession

0000899243-18-004083

Insider Transaction Report

Form 5
Period: 2017-12-31
Forest City Realty Trust, Inc.FCEA
RATNER CHARLES A
Director
Transactions
  • Gift

    Class A Common Stock

    2017-03-03−30,590→ 632,837 total
  • Other

    Class A Common Stock

    2017-06-12+632,837→ 632,837 total
  • Other

    Class A Common Stock

    2017-06-12+7,850→ 10,086 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-06-12+7,850→ 16,048 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-06-12+7,850→ 26,529 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-06-12+7,850→ 13,239 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-06-12+95,735→ 193,735 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-06-12+495,835→ 498,062 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-06-12+1,179→ 1,179 total
  • Other

    Class B Common - Convertible

    2017-06-12−56,191→ 0 total(indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (56,191 underlying)
  • Other

    Class B Common - Convertible

    2017-06-12−426,891→ 0 total(indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (426,891 underlying)
  • Other

    Class B Common - Convertible

    2017-06-12−5,992→ 0 total(indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (5,992 underlying)
  • Other

    Class B Common - Convertible

    2017-06-12−5,992→ 0 total(indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (5,992 underlying)
  • Other

    Class B Common - Convertible

    2017-06-12−5,992→ 0 total(indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (5,992 underlying)
  • Other

    Class B Common - Convertible

    2017-06-12−5,992→ 0 total(indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (5,992 underlying)
  • Other

    Class B Common - Convertible

    2017-06-12−73,080→ 0 total(indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (73,080 underlying)
  • Other

    Class B Common - Convertible

    2017-06-12−378,500→ 0 total(indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (378,500 underlying)
  • Other

    Class B Common - Convertible

    2017-06-12−900→ 0 total(indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
Holdings

  • Class A Common Stock

    (indirect: See footnote)
    510,211

  • Class A Common Stock

    (indirect: See footnote)
    337,806

  • Class A Common Stock

    (indirect: See footnote)
    2,948

  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (40,000 underlying)
    40,000

  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (19,691 underlying)
    19,691

  • 2009 Stock Option Grant (right to buy)

    Exercise: $7.80From: 2011-04-21Exp: 2019-04-21→ Class A Common (24,220 underlying)
    24,220

  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common (40,289 underlying)
    40,289

  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common (26,782 underlying)
    26,782
Footnotes (17)
  • [F1]Charles Ratner Revocable Trust dated 7/17/1981. - 483,082 shares of Class B Common stock were reclassified and exchanged into 632,837 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 426,400 shares as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust.
  • [F10]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F11]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  • [F12]2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  • [F13]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  • [F14]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  • [F15]Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively.
  • [F16]Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16.
  • [F17]Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date.
  • [F2]Illana Horowitz Ratner Trust - dated 12/29/92 (spouse). Shares from street account were moved to the trust.
  • [F3]Charles Ratner 1986 Remainder Interest Trust - Albert Ratner is trustee; Charles Ratner retains an income interest for life. Beneficiaries are his children: Kevin, Rachel and Jonathan.
  • [F4]Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly.
  • [F5](continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest.
  • [F6]Max Ratner 1988 Grandchildren's Trust - for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest.
  • [F7]Max Ratner 1999 Irrevocable Trust - 73,080 shares of Class B Common Stock were reclassified and exchanged into 95,735 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, the trust holds 193,735 shares of Class A Common Stock Directly. Shares are for the benefit of Adam Ratner (son). Charles Ratner disclaims any beneficial interest.
  • [F8]Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son). 378,500 shares of Class B Stock were reclassified and exchanged into 495,835 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 328,000 shares are held as a direct limited partner of RMS, Ltd. and 170,062 shares of Class A Common Stock held directly. Charles Ratner disclaims any beneficial interest.
  • [F9]General Partnership interest in RMS, Ltd. limited partnership. 900 shares of Class B Common Stock were reclassified and exchanged into 1,179 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, 1,179 shares of Class A Common Stock are held directly.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→
Entity typeother

Related Parties

1
  • filerCIK 0001217463

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 9:58 PM ET
Size
57.4 KB
View on SEC.gov