4//SEC Filing
WINTROB JAY S 4
Accession 0000899243-18-004685
CIK 0001403528other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 8:31 PM ET
Size
7.9 KB
Accession
0000899243-18-004685
Insider Transaction Report
Form 4
WINTROB JAY S
Director
Transactions
- Tax Payment
OCGH Units
2018-02-15−7,780→ 217,220 total→ Class A Units (7,780 underlying) - Tax Payment
Class A Units
2018-02-15−5,583→ 93,496 total
Footnotes (3)
- [F1]Represents the number of Class A units of the Issuer withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of certain Class A units held by the Reporting Person.
- [F2]Each OCGH Unit represents a limited partnership interest in Oaktree Capital Group Holdings, L.P. ("OCGH"). Pursuant to an exchange agreement and subject to certain restrictions, including the approval of the exchange by the Issuer's board of directors, Mr. Wintrob has the right to exchange his vested OCGH units into, at the option of the Issuer's board of directors, Class A units on a one-for-one basis, an equivalent amount of cash based on then-prevailing market prices, other consideration of equal value or any combination of the foregoing.
- [F3]Represents the number of OCGH Units withheld to satisfy the Reporting Person's tax withholding obligations upon the vesting of certain OCGH Units held by the Reporting Person.
Documents
Issuer
Oaktree Capital Group, LLC
CIK 0001403528
Entity typeother
Related Parties
1- filerCIK 0001236614
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 8:31 PM ET
- Size
- 7.9 KB