WINTROB JAY S 4
4 · Oaktree Capital Group, LLC · Filed Feb 20, 2018
Insider Transaction Report
Form 4
WINTROB JAY S
Director
Transactions
- Tax Payment
OCGH Units
2018-02-15−7,780→ 217,220 total→ Class A Units (7,780 underlying) - Tax Payment
Class A Units
2018-02-15−5,583→ 93,496 total
Footnotes (3)
- [F1]Represents the number of Class A units of the Issuer withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of certain Class A units held by the Reporting Person.
- [F2]Each OCGH Unit represents a limited partnership interest in Oaktree Capital Group Holdings, L.P. ("OCGH"). Pursuant to an exchange agreement and subject to certain restrictions, including the approval of the exchange by the Issuer's board of directors, Mr. Wintrob has the right to exchange his vested OCGH units into, at the option of the Issuer's board of directors, Class A units on a one-for-one basis, an equivalent amount of cash based on then-prevailing market prices, other consideration of equal value or any combination of the foregoing.
- [F3]Represents the number of OCGH Units withheld to satisfy the Reporting Person's tax withholding obligations upon the vesting of certain OCGH Units held by the Reporting Person.