4//SEC Filing
GEORGE ROGER E 4
Accession 0000899243-18-005067
CIK 0001097149other
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 5:02 PM ET
Size
23.9 KB
Accession
0000899243-18-005067
Insider Transaction Report
Form 4
GEORGE ROGER E
VP, Leg. Affairs & Gen. Couns.
Transactions
- Exercise/Conversion
Common Stock
2018-02-20+26,250→ 27,567 total - Exercise/Conversion
Market Stock Unit
2018-02-20−16,050→ 0 totalExercise: $0.00→ Common Stock (16,050 underlying) - Award
Restricted Stock Unit
2018-02-20+1,800→ 1,800 totalExercise: $0.00→ Common Stock (1,800 underlying) - Exercise/Conversion
Restricted Stock Unit
2018-02-20−2,675→ 2,675 totalExercise: $0.00→ Common Stock (2,675 underlying) - Tax Payment
Common Stock
2018-02-20$255.45/sh−12,747$3,256,221→ 8,068 total - Exercise/Conversion
Restricted Stock Unit
2018-02-20−3,525→ 0 totalExercise: $0.00→ Common Stock (3,525 underlying) - Award
Market Stock Unit
2018-02-20+9,250→ 9,250 totalExercise: $0.00→ Common Stock (9,250 underlying) - Exercise/Conversion
Restricted Stock Unit
2018-02-20−2,375→ 4,750 totalExercise: $0.00→ Common Stock (2,375 underlying) - Exercise/Conversion
Restricted Stock Unit
2018-02-20−1,625→ 4,875 totalExercise: $0.00→ Common Stock (1,625 underlying)
Footnotes (10)
- [F1]Includes 25 shares acquired under the ALGN ESPP on January 31, 2018.
- [F10]Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
- [F2]6,752 shares were transferred to reporting person's ex-wife pursuant to a domestic relations order.
- [F3]Represents par value of ALGN common stock.
- [F4]1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.
- [F5]1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
- [F6]Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on such vest date.
- [F7]1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
- [F8]1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
- [F9]1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
Documents
Issuer
ALIGN TECHNOLOGY INC
CIK 0001097149
Entity typeother
Related Parties
1- filerCIK 0001234778
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 5:02 PM ET
- Size
- 23.9 KB