Kiev Marshall 4
4 · ConvergeOne Holdings, Inc. · Filed Feb 26, 2018
Insider Transaction Report
Form 4
Kiev Marshall
Directorco-CEO & President
Transactions
- Other
Common Stock
2018-02-22+655,062→ 655,062 total - Other
Common Stock
2018-02-22+163,765→ 818,827 total(indirect: By Trust) - Other
Common Stock
2018-02-22+111,250→ 930,077 total(indirect: By APJM) - Other
Warrants
2018-02-22+25,000→ 25,000 total(indirect: By APJM)Exercise: $11.50From: 2018-04-12Exp: 2023-02-22→ Common Stock (25,000 underlying)
Footnotes (5)
- [F1]Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC.
- [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]The reporting person is the managing member of APJM.
- [F4]The warrant will become exercisable 12 months from the closing of the registrant's initial public offering, which occurred on April 12, 2017.
- [F5]The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption.