BERNS STEVEN 4
4 · ConvergeOne Holdings, Inc. · Filed Feb 26, 2018
Insider Transaction Report
Form 4
BERNS STEVEN
Director
Transactions
- Other
Warrants
2018-02-22+2,500→ 2,500 totalExercise: $11.50From: 2018-04-12Exp: 2023-02-22→ Common Stock (2,500 underlying) - Other
Common Stock
2018-02-22−26,125→ 26,125 total
Footnotes (3)
- [F1]Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC.
- [F2]The warrant will become exercisable 12 months from the closing of the registrant's initial public offering, which occurred on April 12, 2017.
- [F3]The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption.