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Silver Lake Kraftwerk Fund, L.P. 4

Accession 0000899243-18-006180

CIK 0001554875other
View on SEC.govCompany Profile

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 5:21 PM ET

Size

17.8 KB

Accession

0000899243-18-006180

Insider Transaction Report

Form 4
Period: 2018-02-27
Tintri, Inc.TNTR
Silver Lake Technology Associates Kraftwerk, L.P.
10% Owner
Transactions
  • Expiration

    Note Purchase Agreement (obligation to purchase)

    2018-02-27(indirect: Held through Silver Lake Technology Investors Kraftwerk, L.P.)
    Exercise: $7.00→ Common Stock (27,627 underlying)
  • Expiration

    Note Purchase Agreement (obligation to purchase)

    2018-02-27(indirect: Held through Silver Lake Kraftwerk Fund, L.P.)
    Exercise: $7.00→ Common Stock (890,229 underlying)
SLTA Kraftwerk (GP), L.L.C.
10% Owner
Transactions
  • Expiration

    Note Purchase Agreement (obligation to purchase)

    2018-02-27(indirect: Held through Silver Lake Technology Investors Kraftwerk, L.P.)
    Exercise: $7.00→ Common Stock (27,627 underlying)
  • Expiration

    Note Purchase Agreement (obligation to purchase)

    2018-02-27(indirect: Held through Silver Lake Kraftwerk Fund, L.P.)
    Exercise: $7.00→ Common Stock (890,229 underlying)
Silver Lake Group, L.L.C.
10% Owner
Transactions
  • Expiration

    Note Purchase Agreement (obligation to purchase)

    2018-02-27(indirect: Held through Silver Lake Technology Investors Kraftwerk, L.P.)
    Exercise: $7.00→ Common Stock (27,627 underlying)
  • Expiration

    Note Purchase Agreement (obligation to purchase)

    2018-02-27(indirect: Held through Silver Lake Kraftwerk Fund, L.P.)
    Exercise: $7.00→ Common Stock (890,229 underlying)
Silver Lake Kraftwerk Fund, L.P.
10% Owner
Transactions
  • Expiration

    Note Purchase Agreement (obligation to purchase)

    2018-02-27(indirect: Held through Silver Lake Kraftwerk Fund, L.P.)
    Exercise: $7.00→ Common Stock (890,229 underlying)
  • Expiration

    Note Purchase Agreement (obligation to purchase)

    2018-02-27(indirect: Held through Silver Lake Technology Investors Kraftwerk, L.P.)
    Exercise: $7.00→ Common Stock (27,627 underlying)
Silver Lake Technology Investors Kraftwerk, L.P.
10% Owner
Transactions
  • Expiration

    Note Purchase Agreement (obligation to purchase)

    2018-02-27(indirect: Held through Silver Lake Technology Investors Kraftwerk, L.P.)
    Exercise: $7.00→ Common Stock (27,627 underlying)
  • Expiration

    Note Purchase Agreement (obligation to purchase)

    2018-02-27(indirect: Held through Silver Lake Kraftwerk Fund, L.P.)
    Exercise: $7.00→ Common Stock (890,229 underlying)
Footnotes (5)
  • [F1]These securities were directly held by Silver Lake Kraftwerk Fund, L.P. ("SL Kraftwerk").
  • [F2]Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk, and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C.
  • [F3]These securities were directly held by SLTI Kraftwerk.
  • [F4]As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock.
  • [F5]Represents the maximum principal amount of Notes that the Issuer could issue to SL Kraftwerk and SLTI Kraftwerk under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share.

Documents

1 file

Issuer

Tintri, Inc.

CIK 0001554875

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001536112

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:21 PM ET
Size
17.8 KB
View on SEC.gov