4//SEC Filing
FOX & TROT LTD 4
Accession 0000899243-18-007249
CIK 0001444363other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 4:05 PM ET
Size
8.5 KB
Accession
0000899243-18-007249
Insider Transaction Report
Form 4
IPGL Ltd
10% Owner
Transactions
- Purchase
Common Stock, par value $0.00001 per share
2018-03-09$6.98/sh+69,647$486,136→ 922,678 total
Holdings
- 4,629,950(indirect: See Footnotes)
Common Stock, par value $0.00001 per share
FOX & TROT LTD
10% Owner
Transactions
- Purchase
Common Stock, par value $0.00001 per share
2018-03-09$6.98/sh+69,647$486,136→ 922,678 total
Holdings
- 4,629,950(indirect: See Footnotes)
Common Stock, par value $0.00001 per share
Footnotes (2)
- [F1]The 922,678 shares of common stock are held of record by IPGL Limited ("IPGL"). David Jeremy Courtenay-Stamp, David Gelber, Mark William Lane Richards and Michael Alan Spencer are the directors of IPGL, and have the power, acting by majority vote, to vote or dispose of shares directly held by IPGL. Messrs. Courtenay-Stamp, Gelber, Richards and Spencer each hereby disclaims any beneficial ownership of any shares directly or indirectly held by IPGL, except to the extent of their pecuniary interest therein.
- [F2]The 4,629,950 shares of common stock are held of record by Fox & Trot Limited ("F&T"). IPGL, the 100% owner of F&T, may be deemed to beneficially own the reported shares. Frederick Morton, Mark William Lane Richards and Tom Scarborough are the directors of F&T, and act at the direction of the directors of IPGL to vote or dispose of shares directly held by F&T, except in certain limited circumstances where they have the power, acting by majority vote, to vote or dispose of shares directly held by F&T. Messrs. Morton, Richards and Scarborough each hereby disclaims any beneficial ownership of any shares directly held by F&T, except to the extent of their pecuniary interest therein.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeother
IncorporatedUnited Kingdom
Related Parties
1- filerCIK 0001665705
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 4:05 PM ET
- Size
- 8.5 KB