HEC Management GP LLC 3

3 · Corindus Vascular Robotics, Inc. · Filed Mar 20, 2018

Insider Transaction Report

Form 3
Period: 2018-03-16
Holdings
  • Series A Preferred Stock

    (indirect: See footnotes)
    Exercise: $1.25From: 2018-03-16Common Stock (10,800,000 underlying)
  • Warrant

    (indirect: See footnotes)
    Exercise: $1.40From: 2018-09-16Exp: 2028-03-16Common Stock (4,725,000 underlying)
  • Common Stock

    (indirect: See footnotes)
    11,336,154
Footnotes (4)
  • [F1]In addition to Hudson Executive Capital LP, a Delaware limited partnership ("Hudson Executive"), this Form 3 is being filed jointly by HEC Management GP LLC, a Delaware limited liability company ("Management GP" and, together with Hudson Executive, the "Reporting Persons"), which has the same business address as Hudson Executive and may be deemed to have a pecuniary interest in the securities beneficially reported on this Form 3 (the "Subject Securities").
  • [F2]Hudson Executive, as the investment adviser to certain affiliated investment funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a 1(a) under the Securities Exchange Act of 1934. Management GP, as the general partner of Hudson Executive, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a).
  • [F3]Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.
  • [F4]The preferred stock is perpetual and therefore has no expiration date.

Documents

1 file
  • 3
    doc3.xmlPrimary

    FORM 3 SUBMISSION