4//SEC Filing
MASSON DAVID RICHARD 4
Accession 0000899243-18-008879
CIK 0001403528other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 4:25 PM ET
Size
5.9 KB
Accession
0000899243-18-008879
Insider Transaction Report
Form 4
MASSON DAVID RICHARD
Director
Transactions
- Award
Class A Units
2018-03-28+2,301→ 12,700 total
Holdings
- 100,513(indirect: By Trust)
Class A Units
Footnotes (2)
- [F1]Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2019.
- [F2]This balance represents the number of Class A units of Oaktree Capital Group, LLC held by a trust controlled by Mr. Masson as of the date of this filing, which units had previously been reported as directly held by Mr. Masson. Mr. Masson disclaims beneficial ownership of the Class A units reported on this Form 4, except to the extent of his pecuniary interest therein.
Documents
Issuer
Oaktree Capital Group, LLC
CIK 0001403528
Entity typeother
Related Parties
1- filerCIK 0001249588
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 4:25 PM ET
- Size
- 5.9 KB