Tenaya Capital V GP LLC 3
Accession 0000899243-18-010024
Filed
Apr 10, 8:00 PM ET
Accepted
Apr 11, 9:21 PM ET
Size
23.4 KB
Accession
0000899243-18-010024
Insider Transaction Report
- (indirect: By Tenaya Capital V, LP)
Series E Convertible Preferred Stock
→ Class B Common Stock (322,970 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series B Convertible Preferred Stock
→ Class B Common Stock (855,293 underlying) - (indirect: By Tenaya Capital V, LP)
Series B Convertible Preferred Stock
→ Class B Common Stock (3,099,012 underlying) - (indirect: By Tenaya Capital V, LP)
Series D Convertible Preferred Stock
→ Class B Common Stock (436,233 underlying) - (indirect: By Tenaya Capital V, LP)
Series F Convertible Preferred Stock
→ Class B Common Stock (51,569 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series D Convertible Preferred Stock
→ Class B Common Stock (120,321 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series F Convertible Preferred Stock
→ Class B Common Stock (14,232 underlying) - (indirect: By Tenaya Capital V, LP)
Series C Convertible Preferred Stock
→ Class B Common Stock (868,891 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series C Convertible Preferred Stock
→ Class B Common Stock (239,806 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series E Convertible Preferred Stock
→ Class B Common Stock (89,136 underlying)
- (indirect: By Tenaya Capital V, LP)
Series F Convertible Preferred Stock
→ Class B Common Stock (51,569 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series E Convertible Preferred Stock
→ Class B Common Stock (89,136 underlying) - (indirect: By Tenaya Capital V, LP)
Series B Convertible Preferred Stock
→ Class B Common Stock (3,099,012 underlying) - (indirect: By Tenaya Capital V, LP)
Series D Convertible Preferred Stock
→ Class B Common Stock (436,233 underlying) - (indirect: By Tenaya Capital V, LP)
Series C Convertible Preferred Stock
→ Class B Common Stock (868,891 underlying) - (indirect: By Tenaya Capital V, LP)
Series E Convertible Preferred Stock
→ Class B Common Stock (322,970 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series B Convertible Preferred Stock
→ Class B Common Stock (855,293 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series D Convertible Preferred Stock
→ Class B Common Stock (120,321 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series F Convertible Preferred Stock
→ Class B Common Stock (14,232 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series C Convertible Preferred Stock
→ Class B Common Stock (239,806 underlying)
- (indirect: By Tenaya Capital V, LP)
Series B Convertible Preferred Stock
→ Class B Common Stock (3,099,012 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series B Convertible Preferred Stock
→ Class B Common Stock (855,293 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series F Convertible Preferred Stock
→ Class B Common Stock (14,232 underlying) - (indirect: By Tenaya Capital V, LP)
Series C Convertible Preferred Stock
→ Class B Common Stock (868,891 underlying) - (indirect: By Tenaya Capital V, LP)
Series D Convertible Preferred Stock
→ Class B Common Stock (436,233 underlying) - (indirect: By Tenaya Capital V, LP)
Series E Convertible Preferred Stock
→ Class B Common Stock (322,970 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series E Convertible Preferred Stock
→ Class B Common Stock (89,136 underlying) - (indirect: By Tenaya Capital V, LP)
Series F Convertible Preferred Stock
→ Class B Common Stock (51,569 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series C Convertible Preferred Stock
→ Class B Common Stock (239,806 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series D Convertible Preferred Stock
→ Class B Common Stock (120,321 underlying)
- (indirect: By Tenaya Capital V-P, LP)
Series E Convertible Preferred Stock
→ Class B Common Stock (89,136 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series B Convertible Preferred Stock
→ Class B Common Stock (855,293 underlying) - (indirect: By Tenaya Capital V, LP)
Series C Convertible Preferred Stock
→ Class B Common Stock (868,891 underlying) - (indirect: By Tenaya Capital V, LP)
Series D Convertible Preferred Stock
→ Class B Common Stock (436,233 underlying) - (indirect: By Tenaya Capital V, LP)
Series F Convertible Preferred Stock
→ Class B Common Stock (51,569 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series D Convertible Preferred Stock
→ Class B Common Stock (120,321 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series F Convertible Preferred Stock
→ Class B Common Stock (14,232 underlying) - (indirect: By Tenaya Capital V, LP)
Series E Convertible Preferred Stock
→ Class B Common Stock (322,970 underlying) - (indirect: By Tenaya Capital V, LP)
Series B Convertible Preferred Stock
→ Class B Common Stock (3,099,012 underlying) - (indirect: By Tenaya Capital V-P, LP)
Series C Convertible Preferred Stock
→ Class B Common Stock (239,806 underlying)
Footnotes (4)
- [F1]The general partner of each of Tenaya Capital V, LP and Tenaya Capital V-P, LP is Tenaya Capital V GP, LP ("V GP, LP") whose general partner is Tenaya Capital V GP, LLC ("V GP, LLC"). By virtue of such relationships, V GP, LP and V GP, LLC may be deemed to have voting and dispositive power over the securities held by Tenaya Capital V, LP and Tenaya Capital V-P, LP and, as a result, may be deemed to have beneficial ownership over such securities. Messrs. Tom Banahan, Ben Boyer, Stewart Gollmer, Brian Melton, and Brian Paul are the managing members of V GP, LLC and such managing members share voting and dispositive power over the securities held by Tenaya Capital V, LP and Tenaya Capital V-P, LP.
- [F2]Each of V GP, LP and V GP, LLC disclaims beneficial ownership of the securities held by Tenaya Capital V, LP and Tenaya Capital V-P, LP except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F3]Each share of the Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically convert into Class B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock have no expiration date.
- [F4]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and will automatically convert into one share of Class A Common Stock upon the date that is the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (ii) ten years from the closing of the Issuer's initial public offering, and (iii) the date that the total number of shares of the Issuer's Class B Common Stock outstanding ceases to represent at least 5% of all outstanding shares of the Issuer's Common Stock. In addition, each share of Class A Common Stock will automatically convert into one share of Class B Common Stock upon any transfer, whether or not for value, which occurs after the closing of the Issuer's initial public offering, subject to certain exceptions.
Documents
Issuer
ZUORA INC
CIK 0001423774
Related Parties
1- filerCIK 0001514165
Filing Metadata
- Form type
- 3
- Filed
- Apr 10, 8:00 PM ET
- Accepted
- Apr 11, 9:21 PM ET
- Size
- 23.4 KB