Home/Filings/3/0000899243-18-010097
3//SEC Filing

NEXT WORLD CAPITAL I, LLC 3

Accession 0000899243-18-010097

CIK 0001423774other

Filed

Apr 12, 8:00 PM ET

Accepted

Apr 13, 12:23 PM ET

Size

6.5 KB

Accession

0000899243-18-010097

Insider Transaction Report

Form 3
Period: 2018-04-11
Holdings
  • Series F Convertible Preferred Stock

    Class B Common Stock (315,847 underlying)
  • Series E Convertible Preferred Stock

    Class B Common Stock (1,978,109 underlying)
Footnotes (2)
  • [F1]Each share of the Series E Preferred Stock and Series F Preferred Stock will automatically convert into Class B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E Preferred Stock and Series F Preferred Stock have no expiration date.
  • [F2]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and will automatically convert into one share of Class A Common Stock upon the date that is the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (ii) ten years from the closing of the Issuer's initial public offering, and (iii) the date that the total number of shares of the Issuer's Class B Common Stock outstanding ceases to represent at least 5% of all outstanding shares of the Issuer's Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the Issuer's initial public offering, subject to certain exceptions.

Issuer

ZUORA INC

CIK 0001423774

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001737262

Filing Metadata

Form type
3
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 12:23 PM ET
Size
6.5 KB