4//SEC Filing
Index Ventures Growth II (Jersey), L.P. 4
Accession 0000899243-18-010205
CIK 0001423774other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 5:08 PM ET
Size
34.3 KB
Accession
0000899243-18-010205
Insider Transaction Report
Form 4
ZUORA INCZUO
Transactions
- Conversion
Class B Common Stock
2018-04-16+68,998→ 68,998 total(indirect: See Footnotes)→ Class A Common Stock (68,998 underlying) - Conversion
Series E Preferred Stock
2018-04-16−481,224→ 0 total(indirect: See Footnote)→ Class B Common Stock (4,812,237 underlying) - Conversion
Series D Preferred Stock
2018-04-16−40,136→ 0 total(indirect: By Yucca (Jersey) SLP)→ Class B Common Stock (40,136 underlying) - Conversion
Class B Common Stock
2018-04-16+4,215,474→ 4,215,474 total(indirect: See Footnote)→ Class A Common Stock (4,215,474 underlying) - Conversion
Series D Preferred Stock
2018-04-16−3,170,755→ 0 total(indirect: See Footnote)→ Class B Common Stock (3,170,755 underlying) - Conversion
Series E Preferred Stock
2018-04-16−13,303→ 0 total(indirect: See Footnotes)→ Class B Common Stock (13,303 underlying) - Conversion
Series F Preferred Stock
2018-04-16−563,495→ 0 total(indirect: See Footnote)→ Class B Common Stock (563,495 underlying) - Conversion
Series F Preferred Stock
2018-04-16−15,559→ 0 total(indirect: See Footnotes)→ Class B Common Stock (15,559 underlying)
Yucca (Jersey) SLP
10% Owner
Transactions
- Conversion
Class B Common Stock
2018-04-16+4,215,474→ 4,215,474 total(indirect: See Footnote)→ Class A Common Stock (4,215,474 underlying) - Conversion
Series E Preferred Stock
2018-04-16−13,303→ 0 total(indirect: See Footnotes)→ Class B Common Stock (13,303 underlying) - Conversion
Series D Preferred Stock
2018-04-16−3,170,755→ 0 total(indirect: See Footnote)→ Class B Common Stock (3,170,755 underlying) - Conversion
Series F Preferred Stock
2018-04-16−563,495→ 0 total(indirect: See Footnote)→ Class B Common Stock (563,495 underlying) - Conversion
Series D Preferred Stock
2018-04-16−40,136→ 0 total(indirect: By Yucca (Jersey) SLP)→ Class B Common Stock (40,136 underlying) - Conversion
Class B Common Stock
2018-04-16+68,998→ 68,998 total(indirect: See Footnotes)→ Class A Common Stock (68,998 underlying) - Conversion
Series E Preferred Stock
2018-04-16−481,224→ 0 total(indirect: See Footnote)→ Class B Common Stock (4,812,237 underlying) - Conversion
Series F Preferred Stock
2018-04-16−15,559→ 0 total(indirect: See Footnotes)→ Class B Common Stock (15,559 underlying)
Transactions
- Conversion
Series D Preferred Stock
2018-04-16−3,170,755→ 0 total(indirect: See Footnote)→ Class B Common Stock (3,170,755 underlying) - Conversion
Class B Common Stock
2018-04-16+68,998→ 68,998 total(indirect: See Footnotes)→ Class A Common Stock (68,998 underlying) - Conversion
Series E Preferred Stock
2018-04-16−481,224→ 0 total(indirect: See Footnote)→ Class B Common Stock (4,812,237 underlying) - Conversion
Class B Common Stock
2018-04-16+4,215,474→ 4,215,474 total(indirect: See Footnote)→ Class A Common Stock (4,215,474 underlying) - Conversion
Series F Preferred Stock
2018-04-16−563,495→ 0 total(indirect: See Footnote)→ Class B Common Stock (563,495 underlying) - Conversion
Series D Preferred Stock
2018-04-16−40,136→ 0 total(indirect: By Yucca (Jersey) SLP)→ Class B Common Stock (40,136 underlying) - Conversion
Series E Preferred Stock
2018-04-16−13,303→ 0 total(indirect: See Footnotes)→ Class B Common Stock (13,303 underlying) - Conversion
Series F Preferred Stock
2018-04-16−15,559→ 0 total(indirect: See Footnotes)→ Class B Common Stock (15,559 underlying)
Transactions
- Conversion
Class B Common Stock
2018-04-16+4,215,474→ 4,215,474 total(indirect: See Footnote)→ Class A Common Stock (4,215,474 underlying) - Conversion
Series E Preferred Stock
2018-04-16−481,224→ 0 total(indirect: See Footnote)→ Class B Common Stock (4,812,237 underlying) - Conversion
Series F Preferred Stock
2018-04-16−563,495→ 0 total(indirect: See Footnote)→ Class B Common Stock (563,495 underlying) - Conversion
Series E Preferred Stock
2018-04-16−13,303→ 0 total(indirect: See Footnotes)→ Class B Common Stock (13,303 underlying) - Conversion
Series D Preferred Stock
2018-04-16−3,170,755→ 0 total(indirect: See Footnote)→ Class B Common Stock (3,170,755 underlying) - Conversion
Series D Preferred Stock
2018-04-16−40,136→ 0 total(indirect: By Yucca (Jersey) SLP)→ Class B Common Stock (40,136 underlying) - Conversion
Class B Common Stock
2018-04-16+68,998→ 68,998 total(indirect: See Footnotes)→ Class A Common Stock (68,998 underlying) - Conversion
Series F Preferred Stock
2018-04-16−15,559→ 0 total(indirect: See Footnotes)→ Class B Common Stock (15,559 underlying)
Yucca Associates Ltd
10% Owner
Transactions
- Conversion
Class B Common Stock
2018-04-16+4,215,474→ 4,215,474 total(indirect: See Footnote)→ Class A Common Stock (4,215,474 underlying) - Conversion
Class B Common Stock
2018-04-16+68,998→ 68,998 total(indirect: See Footnotes)→ Class A Common Stock (68,998 underlying) - Conversion
Series D Preferred Stock
2018-04-16−3,170,755→ 0 total(indirect: See Footnote)→ Class B Common Stock (3,170,755 underlying) - Conversion
Series F Preferred Stock
2018-04-16−15,559→ 0 total(indirect: See Footnotes)→ Class B Common Stock (15,559 underlying) - Conversion
Series E Preferred Stock
2018-04-16−481,224→ 0 total(indirect: See Footnote)→ Class B Common Stock (4,812,237 underlying) - Conversion
Series D Preferred Stock
2018-04-16−40,136→ 0 total(indirect: By Yucca (Jersey) SLP)→ Class B Common Stock (40,136 underlying) - Conversion
Series F Preferred Stock
2018-04-16−563,495→ 0 total(indirect: See Footnote)→ Class B Common Stock (563,495 underlying) - Conversion
Series E Preferred Stock
2018-04-16−13,303→ 0 total(indirect: See Footnotes)→ Class B Common Stock (13,303 underlying)
Footnotes (9)
- [F1]Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
- [F2]Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date.
- [F3]The securities are held by Index Ventures Growth II (Jersey), L.P. Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein.
- [F4]Michelangelo Volpi, a member of the issuer's Board of Directors, is a general partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (collectively, the "Index Funds"). Michelangelo Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Michelangelo Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F5]For the securities that are held by Yucca (Jersey) SLP, the corporate general partner of Yucca (Jersey) SLP is Yucca Associates Limited. Messrs. Nigel T. Greenwood and Ian J. Henderson are directors of Yucca Associates Limited and share voting and dispositive power with respect to the securities held by Yucca (Jersey) SLP. Each of these persons disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F6]Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein.
- [F7]Of the shares reported, (a) 15,442 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 53,556 shares are held directly by Yucca (Jersey) SLP.
- [F8]Of the shares reported, (a) 7,121 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 6,182 shares are held directly by Yucca (Jersey) SLP.
- [F9]Of the shares reported, (a) 8,321 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 7,238 shares are held directly by Yucca (Jersey) SLP.
Documents
Issuer
ZUORA INC
CIK 0001423774
Entity typeother
IncorporatedXX
Related Parties
1- filerCIK 0001736959
Filing Metadata
- Form type
- 4
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 5:08 PM ET
- Size
- 34.3 KB