4//SEC Filing
Redpoint Omega L P 4
Accession 0000899243-18-010228
CIK 0001423774other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 5:22 PM ET
Size
31.3 KB
Accession
0000899243-18-010228
Insider Transaction Report
Form 4
ZUORA INCZUO
Redpoint Omega L P
10% Owner
Transactions
- Conversion
Series E Preferred Stock
2018-04-16−9,066→ 0 total(indirect: By LLC)→ Class B Common Stock (9,066 underlying) - Conversion
Series F Preferred Stock
2018-04-16−10,857→ 0 total(indirect: By LLC)→ Class B Common Stock (10,857 underlying) - Conversion
Class B Common Stock
2018-04-16+164,252→ 164,252 total(indirect: By LLC)→ Class A Common Stock (164,252 underlying) - Conversion
Series C Preferred Stock
2018-04-16−4,146,450→ 0 total→ Class B Common Stock (4,146,450 underlying) - Conversion
Series D Preferred Stock
2018-04-16−27,078→ 0 total(indirect: By LLC)→ Class B Common Stock (27,078 underlying) - Conversion
Series F Preferred Stock
2018-04-16−383,952→ 0 total→ Class B Common Stock (383,952 underlying) - Conversion
Class B Common Stock
2018-04-16+5,808,614→ 5,808,614 total→ Class A Common Stock (5,808,614 underlying) - Conversion
Series C Preferred Stock
2018-04-16−117,251→ 0 total(indirect: By LLC)→ Class B Common Stock (117,251 underlying) - Conversion
Series D Preferred Stock
2018-04-16−957,594→ 0 total→ Class B Common Stock (957,594 underlying) - Conversion
Series E Preferred Stock
2018-04-16−320,618→ 0 total→ Class B Common Stock (320,618 underlying)
Redpoint Omega Associates, LLC
10% Owner
Transactions
- Conversion
Class B Common Stock
2018-04-16+5,808,614→ 5,808,614 total→ Class A Common Stock (5,808,614 underlying) - Conversion
Class B Common Stock
2018-04-16+164,252→ 164,252 total(indirect: By LLC)→ Class A Common Stock (164,252 underlying) - Conversion
Series C Preferred Stock
2018-04-16−4,146,450→ 0 total→ Class B Common Stock (4,146,450 underlying) - Conversion
Series D Preferred Stock
2018-04-16−957,594→ 0 total→ Class B Common Stock (957,594 underlying) - Conversion
Series E Preferred Stock
2018-04-16−320,618→ 0 total→ Class B Common Stock (320,618 underlying) - Conversion
Series E Preferred Stock
2018-04-16−9,066→ 0 total(indirect: By LLC)→ Class B Common Stock (9,066 underlying) - Conversion
Series F Preferred Stock
2018-04-16−10,857→ 0 total(indirect: By LLC)→ Class B Common Stock (10,857 underlying) - Conversion
Series C Preferred Stock
2018-04-16−117,251→ 0 total(indirect: By LLC)→ Class B Common Stock (117,251 underlying) - Conversion
Series D Preferred Stock
2018-04-16−27,078→ 0 total(indirect: By LLC)→ Class B Common Stock (27,078 underlying) - Conversion
Series F Preferred Stock
2018-04-16−383,952→ 0 total→ Class B Common Stock (383,952 underlying)
Redpoint Omega, LLC
10% Owner
Transactions
- Conversion
Class B Common Stock
2018-04-16+5,808,614→ 5,808,614 total→ Class A Common Stock (5,808,614 underlying) - Conversion
Class B Common Stock
2018-04-16+164,252→ 164,252 total(indirect: By LLC)→ Class A Common Stock (164,252 underlying) - Conversion
Series D Preferred Stock
2018-04-16−957,594→ 0 total→ Class B Common Stock (957,594 underlying) - Conversion
Series E Preferred Stock
2018-04-16−320,618→ 0 total→ Class B Common Stock (320,618 underlying) - Conversion
Series C Preferred Stock
2018-04-16−117,251→ 0 total(indirect: By LLC)→ Class B Common Stock (117,251 underlying) - Conversion
Series D Preferred Stock
2018-04-16−27,078→ 0 total(indirect: By LLC)→ Class B Common Stock (27,078 underlying) - Conversion
Series E Preferred Stock
2018-04-16−9,066→ 0 total(indirect: By LLC)→ Class B Common Stock (9,066 underlying) - Conversion
Series C Preferred Stock
2018-04-16−4,146,450→ 0 total→ Class B Common Stock (4,146,450 underlying) - Conversion
Series F Preferred Stock
2018-04-16−383,952→ 0 total→ Class B Common Stock (383,952 underlying) - Conversion
Series F Preferred Stock
2018-04-16−10,857→ 0 total(indirect: By LLC)→ Class B Common Stock (10,857 underlying)
Footnotes (3)
- [F1]Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
- [F2]Each share of the issuer's Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date.
- [F3]Redpoint Omega, LLC serves as the general partner of Redpoint Omega, L.P. Redpoint Omega, LLC and Redpoint Omega Associates, LLC are under common control. As such, Redpoint Omega, LLC has sole voting and investment control over the shares owned by Redpoint Omega, L.P., and may be deemed to beneficially own the shares held by Redpoint Omega, L.P. Redpoint Omega, LLC disclaims beneficial ownership of the shares held by Redpoint Omega, L.P. except to the extent of its proportionate pecuniary interest therein.
Documents
Issuer
ZUORA INC
CIK 0001423774
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001392377
Filing Metadata
- Form type
- 4
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 5:22 PM ET
- Size
- 31.3 KB