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4//SEC Filing

Tenaya Capital V GP LLC 4

Accession 0000899243-18-010231

CIK 0001423774other
View on SEC.govCompany Profile

Filed

Apr 15, 8:00 PM ET

Accepted

Apr 16, 5:53 PM ET

Size

39.2 KB

Accession

0000899243-18-010231

Insider Transaction Report

Form 4
Period: 2018-04-16
ZUORA INCZUO
Tenaya Capital V GP, LP
10% Owner
Transactions
  • Conversion

    Class B Common Stock

    2018-04-16+1,318,788→ 1,318,788 total(indirect: By Tenaya Capital V-P, LP)
    → Class A Common Stock (1,318,788 underlying)
  • Conversion

    Class B Common Stock

    2018-04-16+4,778,675→ 4,778,675 total(indirect: By Tenaya Capital V, LP)
    → Class A Common Stock (4,778,675 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2018-04-16−14,232→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (14,232 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2018-04-16−322,970→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (322,970 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2018-04-16−855,293→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (855,293 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2018-04-16−120,321→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (120,321 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2018-04-16−51,569→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (51,569 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2018-04-16−239,806→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (239,806 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2018-04-16−89,136→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (89,136 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2018-04-16−436,233→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (436,233 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2018-04-16−3,099,012→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (3,099,012 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2018-04-16−868,891→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (868,891 underlying)
Tenaya Capital V GP LLC
10% Owner
Transactions
  • Conversion

    Class B Common Stock

    2018-04-16+4,778,675→ 4,778,675 total(indirect: By Tenaya Capital V, LP)
    → Class A Common Stock (4,778,675 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2018-04-16−855,293→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (855,293 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2018-04-16−89,136→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (89,136 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2018-04-16−868,891→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (868,891 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2018-04-16−120,321→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (120,321 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2018-04-16−14,232→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (14,232 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2018-04-16−3,099,012→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (3,099,012 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2018-04-16−436,233→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (436,233 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2018-04-16−322,970→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (322,970 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2018-04-16−51,569→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (51,569 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2018-04-16−239,806→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (239,806 underlying)
  • Conversion

    Class B Common Stock

    2018-04-16+1,318,788→ 1,318,788 total(indirect: By Tenaya Capital V-P, LP)
    → Class A Common Stock (1,318,788 underlying)
Tenaya Capital V, LP
10% Owner
Transactions
  • Conversion

    Series F Convertible Preferred Stock

    2018-04-16−14,232→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (14,232 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2018-04-16−868,891→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (868,891 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2018-04-16−51,569→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (51,569 underlying)
  • Conversion

    Class B Common Stock

    2018-04-16+4,778,675→ 4,778,675 total(indirect: By Tenaya Capital V, LP)
    → Class A Common Stock (4,778,675 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2018-04-16−855,293→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (855,293 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2018-04-16−239,806→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (239,806 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2018-04-16−436,233→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (436,233 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2018-04-16−322,970→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (322,970 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2018-04-16−120,321→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (120,321 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2018-04-16−89,136→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (89,136 underlying)
  • Conversion

    Class B Common Stock

    2018-04-16+1,318,788→ 1,318,788 total(indirect: By Tenaya Capital V-P, LP)
    → Class A Common Stock (1,318,788 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2018-04-16−3,099,012→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (3,099,012 underlying)
Tenaya Capital V-P, LP
10% Owner
Transactions
  • Conversion

    Series C Convertible Preferred Stock

    2018-04-16−868,891→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (868,891 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2018-04-16−322,970→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (322,970 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2018-04-16−89,136→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (89,136 underlying)
  • Conversion

    Class B Common Stock

    2018-04-16+1,318,788→ 1,318,788 total(indirect: By Tenaya Capital V-P, LP)
    → Class A Common Stock (1,318,788 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2018-04-16−855,293→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (855,293 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2018-04-16−436,233→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (436,233 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2018-04-16−51,569→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (51,569 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2018-04-16−239,806→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (239,806 underlying)
  • Conversion

    Class B Common Stock

    2018-04-16+4,778,675→ 4,778,675 total(indirect: By Tenaya Capital V, LP)
    → Class A Common Stock (4,778,675 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2018-04-16−120,321→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (120,321 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2018-04-16−3,099,012→ 0 total(indirect: By Tenaya Capital V, LP)
    → Class B Common Stock (3,099,012 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2018-04-16−14,232→ 0 total(indirect: By Tenaya Capital V-P, LP)
    → Class B Common Stock (14,232 underlying)
Footnotes (4)
  • [F1]Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration.
  • [F2]The general partner of each of Tenaya Capital V, LP and Tenaya Capital V-P, LP is Tenaya Capital V GP, LP ("V GP, LP") whose general partner is Tenaya Capital V GP, LLC ("V GP, LLC"). By virtue of such relationships, V GP, LP and V GP, LLC may be deemed to have voting and dispositive power over the securities held by Tenaya Capital V, LP and Tenaya Capital V-P, LP and, as a result, may be deemed to have beneficial ownership over such securities. Messrs. Tom Banahan, Ben Boyer, Stewart Gollmer, Brian Melton, and Brian Paul are the managing members of V GP, LLC and such managing members share voting and dispositive power over the securities held by Tenaya Capital V, LP and Tenaya Capital V-P, LP.
  • [F3]Each of V GP, LP and V GP, LLC disclaims beneficial ownership of the securities held by Tenaya Capital V, LP and Tenaya Capital V-P, LP except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  • [F4]The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and will automatically convert into one share of Class A Common Stock upon the date that is the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (ii) ten years from the closing of the Issuer's initial public offering, and (iii) the date that the total number of shares of the Issuer's Class B Common Stock outstanding ceases to represent at least 5% of all outstanding shares of the Issuer's Common Stock. In addition, each share of Class A Common Stock will automatically convert into one share of Class B Common Stock upon any transfer, whether or not for value, which occurs after the closing of the Issuer's initial public offering, subject to certain exceptions.

Documents

1 file

Issuer

ZUORA INC

CIK 0001423774

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001514165

Filing Metadata

Form type
4
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 5:53 PM ET
Size
39.2 KB
View on SEC.gov