4//SEC Filing
NEXT WORLD CAPITAL I, LLC 4
Accession 0000899243-18-010237
CIK 0001423774other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 7:20 PM ET
Size
11.1 KB
Accession
0000899243-18-010237
Insider Transaction Report
Form 4
ZUORA INCZUO
Transactions
- Conversion
Series E Preferred Stock
2018-04-16−1,978,109→ 0 total→ Class B Common Stock (1,978,109 underlying) - Conversion
Series F Preferred Stock
2018-04-16−315,847→ 0 total→ Class B Common Stock (315,847 underlying) - Conversion
Class B Common Stock
2018-04-16+2,293,956→ 2,293,956 total→ Class A Common Stock (2,293,956 underlying)
Footnotes (2)
- [F1]In connection with the consummation of the Issuer's initial public offering on April 16, 2018, each share of Series E Preferred Stock and Series F Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
- [F2]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and will automatically convert into one share of Class A Common Stock upon the date that is the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (ii) ten years from the closing of the Issuer's initial public offering, and (iii) the date that the total number of shares of the Issuer's Class B Common Stock outstanding ceases to represent at least 5% of all outstanding shares of the Issuer's Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the Issuer's initial public offering, subject to certain exceptions.
Documents
Issuer
ZUORA INC
CIK 0001423774
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001737262
Filing Metadata
- Form type
- 4
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 7:20 PM ET
- Size
- 11.1 KB