3//SEC Filing
TC Group Cayman Sub L.P. 3
Accession 0000899243-18-010491
CIK 0001332639other
Filed
Apr 19, 8:00 PM ET
Accepted
Apr 20, 4:15 PM ET
Size
22.1 KB
Accession
0000899243-18-010491
Insider Transaction Report
Form 3
Seaspan CORPSSW
CAP III General Partner S3, L.P.
10% Owner
Holdings
- 1,869,200(indirect: See footnotes)
Series D Preferred Shares
CAP III Maritime AIV, L.P.
10% Owner
Holdings
- 1,869,200(indirect: See footnotes)
Series D Preferred Shares
TC Group Cayman Sub L.P.
10% Owner
Holdings
- 1,869,200(indirect: See footnotes)
Series D Preferred Shares
CAP III S3 Ltd
10% Owner
Holdings
- 1,869,200(indirect: See footnotes)
Series D Preferred Shares
Holdings
- 1,869,200(indirect: See footnotes)
Series D Preferred Shares
CP V S3 GP, Ltd
10% Owner
Holdings
- 1,869,200(indirect: See footnotes)
Series D Preferred Shares
TC Group V Cayman S3, L.P.
10% Owner
Holdings
- 1,869,200(indirect: See footnotes)
Series D Preferred Shares
TC GROUP CAYMAN, L.P.
10% Owner
Holdings
- 1,869,200(indirect: See footnotes)
Series D Preferred Shares
Carlyle Partners V Cayman TE, L.P.
10% Owner
Holdings
- 1,869,200(indirect: See footnotes)
Series D Preferred Shares
Footnotes (4)
- [F1]Includes: (i) 47,028 shares of Series D Preferred Shares held by CP V Coinvestment A Cayman, L.P.; (ii) 9,628 shares of Series D Preferred Shares held by CP V Coinvestment B Cayman, L.P.; (iii) 17,423 shares of Series D Preferred Shares held by CAP III Co-Investment, L.P.; (iv) 1,363,936 shares of Series D Preferred Shares held by Carlyle Partners V Cayman TE, L.P.; (v) 356,417 shares of Series D Preferred Shares held by CAP III Maritime AIV, L.P.; and (vi) 74,768 shares of Series D Preferred Shares held by Carlyle-Eight Finance Asia Co-Investment Partners, L.P.
- [F2]Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of each of Carlyle Holdings II GP L.L.C. and Carlyle Holdings III GP Management L.L.C.
- [F3]Carlyle Holdings II GP L.L.C. is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of each of CP V General Partner, L.L.C. and CAP III, L.L.C. CP V General Partner, L.L.C. is the general partner of TC Group V Cayman, L.P., which is the general partner of each of CP V Coinvestment A Cayman, L.P. and CP V Coinvestment B Cayman, L.P. CAP III, L.L.C. is the general partner of CAP III General Partner, L.P., which is the general partner of CAP III Co-Investment, L.P.
- [F4]Carlyle Holdings III GP Management L.L.C. is the general partner of Carlyle Holdings III GP L.P., which is the sole member of Carlyle Holdings III GP Sub L.L.C., which is the general partner of Carlyle Holdings III L.P., which is the general partner of TC Group Cayman L.P., which is the general partner of TC Group Cayman Sub, L.P., which is the sole shareholder of each of CP V S3 GP, Ltd. and CAP III S3 Ltd. CP V S3 GP, Ltd. is the general partner of TC Group V Cayman S3, L.P., which is the general partner of Carlyle Partners V Cayman TE, L.P. CAP III S3 Ltd. is the general partner of CAP III General Partner S3, L.P., which is the general partner of each of CAP III Maritime AIV, L.P. and Carlyle-Eight Finance Asia Co-Investment Partners, L.P.
Documents
Issuer
Seaspan CORP
CIK 0001332639
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001548720
Filing Metadata
- Form type
- 3
- Filed
- Apr 19, 8:00 PM ET
- Accepted
- Apr 20, 4:15 PM ET
- Size
- 22.1 KB