Hawks Randall 4
4 · Natera, Inc. · Filed May 17, 2018
Insider Transaction Report
Form 4
Natera, Inc.NTRA
CLAREMONT CREEK VENTURES L P
10% Owner
Transactions
- Sale
Common Stock
2018-05-15$11.52/sh−994$11,451→ 994 total(indirect: By LLC) - Sale
Common Stock
2018-05-15$11.52/sh−9,267$106,756→ 537,499 total(indirect: By Claremont Creek Ventures II, L.P.) - Sale
Common Stock
2018-05-16$11.66/sh−827$9,643→ 7,151 total(indirect: Randall Hawks) - Sale
Common Stock
2018-05-16$11.66/sh−994$11,590→ 0 total(indirect: By LLC) - Sale
Common Stock
2018-05-16$11.66/sh−1,425$16,616→ 10,719 total(indirect: Goldhaber Investments, L.P. - Fund I) - Sale
Common Stock
2018-05-16$11.66/sh−9,268$108,065→ 528,231 total(indirect: By Claremont Creek Ventures II, L.P.) - Sale
Common Stock
2018-05-15$11.52/sh−1,424$16,404→ 12,143 total(indirect: Goldhaber Investments, L.P. - Fund I) - Sale
Common Stock
2018-05-15$11.52/sh−828$9,539→ 7,978 total(indirect: Randall Hawks)
Holdings
- 5,669,215(indirect: By Claremont Creek Ventures, L.P.)
Common Stock
- 320(indirect: By Trust)
Common Stock
- 190,340(indirect: By Claremont Creek Partners Fund, L.P.)
Common Stock
Footnotes (7)
- [F1]These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F2]These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F3]Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
- [F5]The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
- [F6]Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F7]These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.