Minnick James E. 4/A
4/A · TriState Capital Holdings, Inc. · Filed May 29, 2018
Insider Transaction Report
Form 4/AAmended
Minnick James E.
Director10% Owner
Transactions
- Sale
Common Stock, no par value
2018-05-25$25.71/sh−1,521,535$39,118,665→ 1,852,158 total(indirect: By LLC) - Sale
Common Stock, no par value
2018-05-25$25.71/sh−678,465$17,443,335→ 825,891 total(indirect: By LLC)
Holdings
- 12,000
Common Stock, no par value
Footnotes (5)
- [F1]Represents shares of TriState Capital Holdings, Inc.'s (the "Issuer") common stock sold in an underwritten secondary offering.
- [F2]Represents the sale price to the underwriters in the secondary offering of $25.71 per share.
- [F3]Lovell Minnick Partners LLC ("LMP") is the managing member of Fund III UGP LLC, which is the general partner of Lovell Minnick Equity Advisors III LP, which is, in turn, the general partner of Lovell Minnick Equity Partners III LP ("LMEP III") and Lovell Minnick Equity Partners III-A LP ("LMEP III-A"). LMEP III is the managing member of LM III TriState Holdings LLC and LMEP III-A is the managing member of LM III-A TriState Holdings LLC.
- [F4]Mr. Minnick may be deemed to beneficially own the shares of common stock reported herein by virtue of his being the co-chairman of LMP.
- [F5]Mr. Minnick expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.