4//SEC Filing
CAROLAN SHAWN T 4
Accession 0000899243-18-014571
CIK 0001428439other
Filed
May 30, 8:00 PM ET
Accepted
May 31, 5:26 PM ET
Size
12.4 KB
Accession
0000899243-18-014571
Insider Transaction Report
Form 4
ROKU, INCROKU
CAROLAN SHAWN T
Director10% Owner
Transactions
- Other
Class A Common Stock
2018-05-29−4,650,000→ 9,938,668 total(indirect: See footnote) - Other
Class A Common Stock
2018-05-29+63,225→ 150,603 total(indirect: See footnote) - Other
Class A Common Stock
2018-05-29+1,154,985→ 1,154,985 total(indirect: See footnote) - Other
Class A Common Stock
2018-05-29−1,154,985→ 0 total(indirect: See footnote)
Footnotes (8)
- [F1]MV Management X, L.L.C. ("MVM-X") is the sole general partner of Menlo Ventures X, L.P. ("Menlo X"), MMEF X, L.P. ("MMEF X") and Menlo Entrepreneurs Fund X, L.P. ("MEF X" and, collectively with Menlo X and MMEF X, the "Menlo Funds"). MVM-X exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MVM-X, except to the extent of his proportionate pecuniary interest therein.
- [F2]Represents a pro rata in kind distribution of shares of Class A Common Stock, without consideration, by each of Menlo X, MMEF X and MEF X to their respective partners, including their general partner, MVM-X. The shares were distributed as follows: (i) 4,532,166 shares by Menlo X, (ii) 79,312 shares by MMEF X, and (iii) 38,522 shares by MEF X.
- [F3]Following the distributions described in footnote (2), these shares are held as follows: (i) 9,686,815 shares by Menlo X, (ii) 169,517 shares by MMEF X, and (iii) 82,336 shares by MEF X.
- [F4]Represents the receipt of shares by MVM-X in the distributions described in greater detail in footnote (2)
- [F5]Shares are held by MVM-X.
- [F6]Represents a pro-rata in-kind distribution of shares of Class A Common Stock by MVM-X, without consideration, to its members.
- [F7]Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of (i) 62,993 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by MVM-X described in footnote (6), and (ii) 232 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by MMEF X described in footnote (2).
- [F8]The shares are held by the Shawn T. Carolan and Jennifer M. Carolan, Trustees of the Carolan Family Trust Dated November 4, 2010 (the "Trust"). The Reporting Person is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.
Documents
Issuer
ROKU, INC
CIK 0001428439
Entity typeother
Related Parties
1- filerCIK 0001376066
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 5:26 PM ET
- Size
- 12.4 KB