Neville Robert N 4
4 · Savara Inc · Filed Jun 12, 2018
Insider Transaction Report
Form 4
Savara IncSVRA
Neville Robert N
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2018-06-11$12.01/sh−1,791$21,513→ 487,956 total - Tax Payment
Common Stock
2018-06-11$11.43/sh−5,252$60,030→ 489,747 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-06-11−92,351→ 0 totalExercise: $0.65Exp: 2022-09-14→ Common Stock (92,351 underlying) - Sale
Common Stock
2018-06-12$12.09/sh−13,445$162,586→ 474,511 total - Sale
Common Stock
2018-06-08$12.13/sh−2,737$33,212→ 402,648 total - Exercise/Conversion
Common Stock
2018-06-11$0.65/sh+92,351$60,028→ 494,999 total
Footnotes (6)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.
- [F2]The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.57. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F3]The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.10. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F4]The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.225. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F5]The shares subject to the option vested and became exercisable in sixteen equal quarterly installments beginning on December 14, 2012.
- [F6]7,269 shares subject to the option were previously exercised and transferred subject to a domestic relations order.