Home/Filings/4/0000899243-18-016410
4//SEC Filing

DONDERO NANCY MARIE 4

Accession 0000899243-18-016410

CIK 0001356115other

Filed

Jun 12, 8:00 PM ET

Accepted

Jun 13, 6:12 PM ET

Size

8.9 KB

Accession

0000899243-18-016410

Insider Transaction Report

Form 4
Period: 2018-06-07
Transactions
  • Exercise/Conversion

    Subscription Rights (right to buy)

    2018-06-07120.4650 total
    Exercise: $21.30From: 2018-05-10Exp: 2018-05-29Common Stock (120.465 underlying)
  • Exercise/Conversion

    Common Stock

    2018-06-07$21.30/sh+120.465$2,566481.86 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    2,602,797.276
  • Common Stock

    15,120.76
Footnotes (4)
  • [F1]These shares are held directly by Ms. Dondero in her personal account.
  • [F2]These shares are held directly by Ms. Dondero in a joint account with her spouse.
  • [F3]Includes shares acquired under the issuer's dividend reinvestment plan.
  • [F4]These shares are held by The Dugaboy Investment Trust (the "Trust"). Ms. Dondero is the trustee of the Trust. Ms. Dondero disclaims beneficial ownership of such shares.

Issuer

NexPoint Strategic Opportunities Fund

CIK 0001356115

Entity typeother

Related Parties

1
  • filerCIK 0001656757

Filing Metadata

Form type
4
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 6:12 PM ET
Size
8.9 KB