DONDERO NANCY MARIE 4
4 · NexPoint Strategic Opportunities Fund · Filed Jun 13, 2018
Insider Transaction Report
Form 4
DONDERO NANCY MARIE
10% Owner
Transactions
- Exercise/Conversion
Subscription Rights (right to buy)
2018-06-07−120.465→ 0 totalExercise: $21.30From: 2018-05-10Exp: 2018-05-29→ Common Stock (120.465 underlying) - Exercise/Conversion
Common Stock
2018-06-07$21.30/sh+120.465$2,566→ 481.86 total
Holdings
- 2,602,797.276(indirect: See Footnote)
Common Stock
- 15,120.76
Common Stock
Footnotes (4)
- [F1]These shares are held directly by Ms. Dondero in her personal account.
- [F2]These shares are held directly by Ms. Dondero in a joint account with her spouse.
- [F3]Includes shares acquired under the issuer's dividend reinvestment plan.
- [F4]These shares are held by The Dugaboy Investment Trust (the "Trust"). Ms. Dondero is the trustee of the Trust. Ms. Dondero disclaims beneficial ownership of such shares.