Musgrave Thomas 4

4 · AMERICOLD REALTY TRUST · Filed Jun 15, 2018

Form 4

Period: 2018-06-13

See Remarks

Transactions

Exercise/Conversion
Common Shares of Beneficial Interest
2018-06-13$9.81/sh+100,000$981,000→ 100,000 total
Exercise/Conversion
Stock Option
2018-06-13−55,000→ 0 total
Exercise: $9.81Exp: 2022-05-30→ Common Shares of Beneficial Interest (55,000 underlying)
Exercise/Conversion
Stock Option
2018-06-13−25,000→ 0 total
Exercise: $9.81Exp: 2023-06-24→ Common Shares of Beneficial Interest (25,000 underlying)
Tax Payment
Common Shares of Beneficial Interest
2018-06-13$21.70/sh−70,056$1,520,215→ 29,944 total
Exercise/Conversion
Stock Option
2018-06-13−20,000→ 85,000 total
Exercise: $9.81Exp: 2023-12-19→ Common Shares of Beneficial Interest (20,000 underlying)

Footnotes (4)

[F1]On June 13, 2018, Mr. Musgrave made a net exercise of 100,000 stock options, resulting in his acquisition of 29,944 common shares of Americold Realty Trust (the "Company"). The transactions described herein were pursuant to an exception to a lock-up agreement between Mr. Musgrave and the underwriters with respect to the initial public offering of the Company.
[F2]Options to acquire common shares vested 20% on October 31, 2012, 2013, 2014, 2015 and 2016.
[F3]Options to acquire common shares vested 20% on February 25, 2014, 2015, 2016, 2017 and 2018.
[F4]Options to acquire common shares vested 20% on December 19, 2014, 2015, 2016 and 2017 and remainder vest on December 19, 2018.

Documents

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