Home/Filings/3/0000899243-18-018443

3//SEC Filing

Omega Fund IV, L.P. 3

Accession 0000899243-18-018443

CIK 0001693415other

View on SEC.gov Company Profile

Filed

Jun 26, 8:00 PM ET

Accepted

Jun 27, 6:46 PM ET

Size

29.9 KB

Accession

0000899243-18-018443

Insider Transaction Report

Form 3

Period: 2018-06-27

Translate Bio, Inc.TBIO

Omega Fund IV G.P. Manager, Ltd.

10% Owner

Holdings

Series B Preferred Stock
→ Common Stock (301,745 underlying)
Series A Preferred Stock
(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Series B Preferred Stock
(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Series B Preferred Stock
→ Common Stock (360,022 underlying)
Series B Preferred Stock
(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Series C Preferred Stock
(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Series A Preferred Stock
→ Common Stock (450,004 underlying)
Series C Preferred Stock
→ Common Stock (227,429 underlying)
Series A Preferred Stock
→ Common Stock (1,044,010 underlying)
Series C Preferred Stock
→ Common Stock (54,391 underlying)
Series C Preferred Stock
(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Series A Preferred Stock
(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)

Omega Fund V GP, L.P.

10% Owner

Holdings

Series C Preferred Stock
→ Common Stock (227,429 underlying)
Series A Preferred Stock
→ Common Stock (450,004 underlying)
Series B Preferred Stock
(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Series C Preferred Stock
→ Common Stock (54,391 underlying)
Series A Preferred Stock
(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Series B Preferred Stock
→ Common Stock (301,745 underlying)
Series C Preferred Stock
(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Series A Preferred Stock
→ Common Stock (1,044,010 underlying)
Series A Preferred Stock
(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Series B Preferred Stock
→ Common Stock (360,022 underlying)
Series B Preferred Stock
(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Series C Preferred Stock
(indirect: By Omega V)
→ Common Stock (54,391 underlying)

Omega Fund IV, L.P.

10% Owner

Holdings

Series A Preferred Stock
→ Common Stock (450,004 underlying)
Series B Preferred Stock
→ Common Stock (301,745 underlying)
Series A Preferred Stock
(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Series B Preferred Stock
(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Series C Preferred Stock
→ Common Stock (227,429 underlying)
Series C Preferred Stock
(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Series A Preferred Stock
→ Common Stock (1,044,010 underlying)
Series B Preferred Stock
(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Series C Preferred Stock
(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Series A Preferred Stock
(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Series B Preferred Stock
→ Common Stock (360,022 underlying)
Series C Preferred Stock
→ Common Stock (54,391 underlying)

Omega Fund IV GP, L.P.

10% Owner

Holdings

Series C Preferred Stock
(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Series A Preferred Stock
→ Common Stock (450,004 underlying)
Series B Preferred Stock
→ Common Stock (301,745 underlying)
Series B Preferred Stock
(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Series C Preferred Stock
(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Series B Preferred Stock
→ Common Stock (360,022 underlying)
Series A Preferred Stock
→ Common Stock (1,044,010 underlying)
Series A Preferred Stock
(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Series A Preferred Stock
(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Series C Preferred Stock
→ Common Stock (227,429 underlying)
Series B Preferred Stock
(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Series C Preferred Stock
→ Common Stock (54,391 underlying)

Omega Fund V, L.P.

10% Owner

Holdings

Series C Preferred Stock
(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Series A Preferred Stock
→ Common Stock (450,004 underlying)
Series B Preferred Stock
→ Common Stock (301,745 underlying)
Series A Preferred Stock
(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Series A Preferred Stock
→ Common Stock (1,044,010 underlying)
Series C Preferred Stock
→ Common Stock (227,429 underlying)
Series B Preferred Stock
→ Common Stock (360,022 underlying)
Series C Preferred Stock
→ Common Stock (54,391 underlying)
Series A Preferred Stock
(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Series B Preferred Stock
(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Series B Preferred Stock
(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Series C Preferred Stock
(indirect: By Omega V)
→ Common Stock (54,391 underlying)

Lim Richard J.

10% Owner

Holdings

Series A Preferred Stock
(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Series B Preferred Stock
→ Common Stock (360,022 underlying)
Series C Preferred Stock
→ Common Stock (54,391 underlying)
Series A Preferred Stock
→ Common Stock (450,004 underlying)
Series B Preferred Stock
(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Series B Preferred Stock
(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Series A Preferred Stock
(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Series C Preferred Stock
(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Series A Preferred Stock
→ Common Stock (1,044,010 underlying)
Series C Preferred Stock
(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Series B Preferred Stock
→ Common Stock (301,745 underlying)
Series C Preferred Stock
→ Common Stock (227,429 underlying)

Nessi Claudio

10% Owner

Holdings

Series A Preferred Stock
→ Common Stock (450,004 underlying)
Series B Preferred Stock
(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Series C Preferred Stock
→ Common Stock (227,429 underlying)
Series A Preferred Stock
→ Common Stock (1,044,010 underlying)
Series A Preferred Stock
(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Series B Preferred Stock
→ Common Stock (360,022 underlying)
Series C Preferred Stock
→ Common Stock (54,391 underlying)
Series A Preferred Stock
(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Series B Preferred Stock
→ Common Stock (301,745 underlying)
Series B Preferred Stock
(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Series C Preferred Stock
(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Series C Preferred Stock
(indirect: By Omega IV)
→ Common Stock (227,429 underlying)

Omega Fund V GP Manager, Ltd.

10% Owner

Holdings

Series A Preferred Stock
→ Common Stock (450,004 underlying)
Series C Preferred Stock
→ Common Stock (227,429 underlying)
Series A Preferred Stock
→ Common Stock (1,044,010 underlying)
Series A Preferred Stock
(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Series B Preferred Stock
→ Common Stock (301,745 underlying)
Series C Preferred Stock
(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Series B Preferred Stock
→ Common Stock (360,022 underlying)
Series B Preferred Stock
(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Series C Preferred Stock
→ Common Stock (54,391 underlying)
Series C Preferred Stock
(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Series A Preferred Stock
(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Series B Preferred Stock
(indirect: By Omega IV)
→ Common Stock (301,745 underlying)

Stampacchia Otello

10% Owner

Holdings

Series A Preferred Stock
→ Common Stock (450,004 underlying)
Series A Preferred Stock
(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Series B Preferred Stock
→ Common Stock (301,745 underlying)
Series B Preferred Stock
(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Series C Preferred Stock
→ Common Stock (227,429 underlying)
Series A Preferred Stock
→ Common Stock (1,044,010 underlying)
Series B Preferred Stock
→ Common Stock (360,022 underlying)
Series B Preferred Stock
(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Series C Preferred Stock
(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Series A Preferred Stock
(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Series C Preferred Stock
(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Series C Preferred Stock
→ Common Stock (54,391 underlying)

Paster Anne-Mari

10% Owner

Holdings

Series C Preferred Stock
→ Common Stock (227,429 underlying)
Series A Preferred Stock
(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Series B Preferred Stock
→ Common Stock (301,745 underlying)
Series B Preferred Stock
(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Series C Preferred Stock
(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Series B Preferred Stock
(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Series B Preferred Stock
→ Common Stock (360,022 underlying)
Series A Preferred Stock
→ Common Stock (450,004 underlying)
Series C Preferred Stock
(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Series A Preferred Stock
(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Series C Preferred Stock
→ Common Stock (54,391 underlying)
Series A Preferred Stock
→ Common Stock (1,044,010 underlying)

Footnotes (5)

[F1]The Series A Preferred Stock is convertible into Common Stock on a 5.5555-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares have no expiration date.
[F2]The Series B Preferred Stock is convertible into Common Stock on a 5.5555-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares have no expiration date.
[F3]The Series C Preferred Stock is convertible into Common Stock on a 5.5555-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares have no expiration date.
[F4]The reported securities are beneficially owned by Omega Fund IV GP, L.P. ("Omega IV GP"), as general partner of Omega Fund IV, L.P. ("Omega IV"). Omega Fund IV G.P. Manager, Ltd. ("Omega IV GP Manager"), is the general partner of Omega IV GP. Otello Stampacchia, Richard Lim and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of the Reporting Persons disclaim beneficial ownership of these securities, except to the extent of his, her or its pecuniary interest therein, if any.
[F5]The reported securities are beneficially owned by Omega Fund V GP, L.P. ("Omega V GP"), as general partner of Omega Fund V, L.P. ("Omega V"). Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), is the general partner of Omega V GP. Otello Stampacchia, Richard Lim, Anne-Mari Paster and Claudio Nessi are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of the Reporting Persons disclaim beneficial ownership of these securities, except to the extent of his, her or its pecuniary interest therein, if any.

Documents

1 file

3
doc3.xmlPrimary
FORM 3 SUBMISSION

Issuer

Translate Bio, Inc.

CIK 0001693415

→

Entity typeother

IncorporatedCayman Islands

Related Parties

filerCIK 0001528382

Filing Metadata

Form type: 3
Filed: Jun 26, 8:00 PM ET
Accepted: Jun 27, 6:46 PM ET
Size: 29.9 KB

View on SEC.gov