3//SEC Filing
HEALIOS K.K. 3
Accession 0000899243-18-018890
CIK 0001368148other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 3:28 PM ET
Size
5.9 KB
Accession
0000899243-18-018890
Insider Transaction Report
Form 3
HEALIOS K.K.
10% Owner
Holdings
- 12,000,000
Common Stock
Warrant (right to purchase)
From: 2018-06-06Exp: 2020-09-01→ Common Stock (4,000,000 underlying)
Footnotes (3)
- [F1]Represents 12,000,000 shares of Common Stock. See "Explanation of Responses".
- [F2]Represents tranche of the Warrant providing right to purchase up to 4,000,000 shares of Common Stock. See "Explanation of Responses".
- [F3]Greater of $1.76 and 110% of the average closing price per share of Common Stock for the 10 trading days immediately preceding (but not including) the date the Warrant is exercised.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
IncorporatedJapan
Related Parties
1- filerCIK 0001735435
Filing Metadata
- Form type
- 3
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 3:28 PM ET
- Size
- 5.9 KB