HEALIOS K.K. 3
3 · ATHERSYS, INC / NEW · Filed Jul 2, 2018
Insider Transaction Report
Form 3
HEALIOS K.K.
10% Owner
Holdings
- 12,000,000
Common Stock
Warrant (right to purchase)
From: 2018-06-06Exp: 2020-09-01→ Common Stock (4,000,000 underlying)
Footnotes (3)
- [F1]Represents 12,000,000 shares of Common Stock. See "Explanation of Responses".
- [F2]Represents tranche of the Warrant providing right to purchase up to 4,000,000 shares of Common Stock. See "Explanation of Responses".
- [F3]Greater of $1.76 and 110% of the average closing price per share of Common Stock for the 10 trading days immediately preceding (but not including) the date the Warrant is exercised.