4//SEC Filing
Nelles Mitchell J 4
Accession 0000899243-18-019286
CIK 0001217234other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 5:43 PM ET
Size
22.8 KB
Accession
0000899243-18-019286
Insider Transaction Report
Form 4
CareDx, Inc.CDNA
Nelles Mitchell J
Chief Operating Officer
Transactions
- Award
Common Stock
2018-06-29+5,000→ 94,639 total - Exercise/Conversion
Employee Stock Option (right to buy)
2018-07-02−3,649→ 0 totalExercise: $3.70Exp: 2020-04-08→ Common Stock (3,649 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2018-07-02−9,000→ 3,938 totalExercise: $2.30Exp: 2027-02-17→ Common Stock (9,000 underlying) - Exercise/Conversion
Common Stock
2018-07-02$3.70/sh+3,649$13,501→ 98,288 total - Exercise/Conversion
Common Stock
2018-07-02$5.27/sh+19,250$101,447→ 117,538 total - Exercise/Conversion
Common Stock
2018-07-02$2.30/sh+9,000$20,700→ 126,538 total - Sale
Common Stock
2018-07-02$12.48/sh−39,649$494,911→ 86,889 total - Award
Employee Stock Option (right to buy)
2018-06-29+10,000→ 10,000 totalExercise: $12.24Exp: 2028-06-29→ Common Stock (10,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2018-07-02−19,250→ 13,750 totalExercise: $5.27Exp: 2026-01-22→ Common Stock (19,250 underlying) - Award
Common Stock
2018-06-29+10,000→ 89,639 total
Footnotes (7)
- [F1]The reported securities are represented by restricted stock units, 1/4th of which shall vest on June 1, 2019 and 1/4th of which shall vest on each anniversary thereafter.
- [F2]The reported securities are represented by restricted stock units, 100% of which were vested upon grant.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.68, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
- [F4]1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.
- [F5]1/4th of the shares subject to the option vested on January 1, 2011 and 1/48th of the shares subject to the option vested monthly thereafter. The shares were fully vested as of January 1, 2014.
- [F6]1/4th of the shares subject to the option vested on January 22, 2017 and 1/48th of the shares subject to the option vest monthly thereafter.
- [F7]1/4th of the shares subject to the option vested on January 27, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
Documents
Issuer
CareDx, Inc.
CIK 0001217234
Entity typeother
Related Parties
1- filerCIK 0001421333
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 5:43 PM ET
- Size
- 22.8 KB