Home/Filings/4/0000899243-18-019324

4//SEC Filing

Omega Fund IV, L.P. 4

Accession 0000899243-18-019324

CIK 0001693415other

View on SEC.gov Company Profile

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 6:44 PM ET

Size

49.9 KB

Accession

0000899243-18-019324

Insider Transaction Report

Form 4

Period: 2018-07-02

Translate Bio, Inc.TBIO

Omega Fund IV G.P. Manager, Ltd.

10% Owner

Transactions

Conversion
Common Stock
2018-07-02+979,179→ 979,179 total
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total
→ Common Stock (360,022 underlying)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total
→ Common Stock (54,391 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total(indirect: By Omega IV)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total
→ Common Stock (450,004 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total
→ Common Stock (1,044,010 underlying)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total(indirect: By Omega V)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total
→ Common Stock (301,745 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total
→ Common Stock (227,429 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total(indirect: By Omega IV)
→ Common Stock (227,429 underlying)

Stampacchia Otello

10% Owner

Transactions

Conversion
Common Stock
2018-07-02+979,179→ 979,179 total
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total
→ Common Stock (360,022 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total
→ Common Stock (54,391 underlying)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total
→ Common Stock (301,745 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total
→ Common Stock (1,044,010 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total(indirect: By Omega IV)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total(indirect: By Omega V)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total
→ Common Stock (227,429 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total
→ Common Stock (450,004 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total(indirect: By Omega V)
→ Common Stock (54,391 underlying)

Omega Fund IV, L.P.

10% Owner

Transactions

Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total
→ Common Stock (301,745 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total
→ Common Stock (227,429 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total
→ Common Stock (360,022 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total(indirect: By Omega IV)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total(indirect: By Omega V)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total
→ Common Stock (54,391 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total
→ Common Stock (1,044,010 underlying)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total
→ Common Stock (450,004 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total(indirect: By Omega V)
→ Common Stock (54,391 underlying)

Omega Fund IV GP, L.P.

10% Owner

Transactions

Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total
→ Common Stock (360,022 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total
→ Common Stock (54,391 underlying)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total(indirect: By Omega V)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total
→ Common Stock (301,745 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total
→ Common Stock (227,429 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total
→ Common Stock (1,044,010 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total(indirect: By Omega IV)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total
→ Common Stock (450,004 underlying)

Omega Fund V, L.P.

10% Owner

Transactions

Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total
→ Common Stock (1,044,010 underlying)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total(indirect: By Omega V)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total
→ Common Stock (227,429 underlying)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total
→ Common Stock (301,745 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total
→ Common Stock (360,022 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total
→ Common Stock (54,391 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total(indirect: By Omega IV)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total
→ Common Stock (450,004 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total(indirect: By Omega V)
→ Common Stock (54,391 underlying)

Omega Fund V GP, L.P.

10% Owner

Transactions

Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total(indirect: By Omega V)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total
→ Common Stock (301,745 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total
→ Common Stock (360,022 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total
→ Common Stock (54,391 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total(indirect: By Omega IV)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total
→ Common Stock (450,004 underlying)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total
→ Common Stock (227,429 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total
→ Common Stock (1,044,010 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)

Omega Fund V GP Manager, Ltd.

10% Owner

Transactions

Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total
→ Common Stock (301,745 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total
→ Common Stock (227,429 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total
→ Common Stock (54,391 underlying)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total(indirect: By Omega V)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total
→ Common Stock (450,004 underlying)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total
→ Common Stock (360,022 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total(indirect: By Omega IV)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total
→ Common Stock (1,044,010 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total(indirect: By Omega V)
→ Common Stock (54,391 underlying)

Lim Richard J.

10% Owner

Transactions

Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total(indirect: By Omega V)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total
→ Common Stock (301,745 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total
→ Common Stock (1,044,010 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total
→ Common Stock (227,429 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total
→ Common Stock (360,022 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total
→ Common Stock (54,391 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total(indirect: By Omega IV)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total
→ Common Stock (450,004 underlying)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)

Nessi Claudio

10% Owner

Transactions

Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total(indirect: By Omega V)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total
→ Common Stock (450,004 underlying)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total
→ Common Stock (54,391 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total
→ Common Stock (1,044,010 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total(indirect: By Omega IV)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total
→ Common Stock (301,745 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total
→ Common Stock (360,022 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total
→ Common Stock (227,429 underlying)

Paster Anne-Mari

10% Owner

Transactions

Conversion
Common Stock
2018-07-02+979,179→ 979,179 total
Conversion
Common Stock
2018-07-02+979,179→ 979,179 total(indirect: By Omega IV)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total(indirect: By Omega IV)
→ Common Stock (301,745 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total
→ Common Stock (1,044,010 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total(indirect: By Omega V)
→ Common Stock (54,391 underlying)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total
→ Common Stock (450,004 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total(indirect: By Omega IV)
→ Common Stock (227,429 underlying)
Conversion
Series A Preferred Stock
2018-07-02−5,800,000→ 0 total(indirect: By Omega V)
→ Common Stock (1,044,010 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total(indirect: By Omega V)
→ Common Stock (360,022 underlying)
Conversion
Series C Preferred Stock
2018-07-02−302,173→ 0 total
→ Common Stock (54,391 underlying)
Conversion
Common Stock
2018-07-02+1,458,424→ 1,458,424 total(indirect: By Omega V)
Conversion
Series A Preferred Stock
2018-07-02−2,500,000→ 0 total(indirect: By Omega IV)
→ Common Stock (450,004 underlying)
Conversion
Series B Preferred Stock
2018-07-02−1,676,348→ 0 total
→ Common Stock (301,745 underlying)
Conversion
Series C Preferred Stock
2018-07-02−1,263,484→ 0 total
→ Common Stock (227,429 underlying)
Conversion
Series B Preferred Stock
2018-07-02−2,000,103→ 0 total
→ Common Stock (360,022 underlying)

Footnotes (3)

[F1]The Series A, Series B and Series C Preferred Stock converted into Common Stock on a 5.5555-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A, Series B and Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.
[F2]The reported securities are beneficially owned by Omega Fund IV GP, L.P. ("Omega IV GP"), as general partner of Omega Fund IV, L.P. ("Omega IV"). Omega Fund IV G.P. Manager, Ltd. ("Omega IV GP Manager"), is the general partner of Omega IV GP. Otello Stampacchia, Richard Lim and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of the Reporting Persons disclaim beneficial ownership of these securities, except to the extent of his, her or its pecuniary interest therein, if any.
[F3]The reported securities are beneficially owned by Omega Fund V GP, L.P. ("Omega V GP"), as general partner of Omega Fund V, L.P. ("Omega V"). Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), is the general partner of Omega V GP. Otello Stampacchia, Richard Lim, Anne-Mari Paster and Claudio Nessi are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of the Reporting Persons disclaim beneficial ownership of these securities, except to the extent of his, her or its pecuniary interest therein, if any.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Translate Bio, Inc.

CIK 0001693415

→

Entity typeother

IncorporatedCayman Islands

Related Parties

filerCIK 0001528382

Filing Metadata

Form type: 4
Filed: Jul 2, 8:00 PM ET
Accepted: Jul 3, 6:44 PM ET
Size: 49.9 KB

View on SEC.gov