4//SEC Filing
Vulcan Capital Growth Equity LLC 4
Accession 0000899243-18-019883
CIK 0001423774other
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 6:11 AM ET
Size
19.4 KB
Accession
0000899243-18-019883
Insider Transaction Report
Form 4
ZUORA INCZUO
Cougar Investment Holdings LLC
10% Owner
Transactions
- Conversion
Class B Common Stock
2018-04-16+2,472,636→ 2,472,636 total(indirect: By LLC)→ Class A Common Stock (2,472,636 underlying) - Conversion
Series E Preferred Stock
2018-04-16−2,472,636→ 0 total(indirect: By LLC)→ Class B Common Stock (2,472,636 underlying) - Conversion
Series F Preferred Stock
2018-04-16−394,809→ 0 total(indirect: By LLC)→ Class B Common Stock (394,809 underlying) - Conversion
Class B Common Stock
2018-04-16+394,809→ 2,867,445 total(indirect: By LLC)→ Class A Common Stock (394,809 underlying)
Transactions
- Conversion
Series E Preferred Stock
2018-04-16−2,472,636→ 0 total(indirect: By LLC)→ Class B Common Stock (2,472,636 underlying) - Conversion
Class B Common Stock
2018-04-16+394,809→ 2,867,445 total(indirect: By LLC)→ Class A Common Stock (394,809 underlying) - Conversion
Class B Common Stock
2018-04-16+2,472,636→ 2,472,636 total(indirect: By LLC)→ Class A Common Stock (2,472,636 underlying) - Conversion
Series F Preferred Stock
2018-04-16−394,809→ 0 total(indirect: By LLC)→ Class B Common Stock (394,809 underlying)
ALLEN PAUL G
10% Owner
Transactions
- Conversion
Class B Common Stock
2018-04-16+2,472,636→ 2,472,636 total(indirect: By LLC)→ Class A Common Stock (2,472,636 underlying) - Conversion
Series E Preferred Stock
2018-04-16−2,472,636→ 0 total(indirect: By LLC)→ Class B Common Stock (2,472,636 underlying) - Conversion
Series F Preferred Stock
2018-04-16−394,809→ 0 total(indirect: By LLC)→ Class B Common Stock (394,809 underlying) - Conversion
Class B Common Stock
2018-04-16+394,809→ 2,867,445 total(indirect: By LLC)→ Class A Common Stock (394,809 underlying)
Vulcan Capital Growth Equity LLC
10% Owner
Transactions
- Conversion
Series E Preferred Stock
2018-04-16−2,472,636→ 0 total(indirect: By LLC)→ Class B Common Stock (2,472,636 underlying) - Conversion
Series F Preferred Stock
2018-04-16−394,809→ 0 total(indirect: By LLC)→ Class B Common Stock (394,809 underlying) - Conversion
Class B Common Stock
2018-04-16+394,809→ 2,867,445 total(indirect: By LLC)→ Class A Common Stock (394,809 underlying) - Conversion
Class B Common Stock
2018-04-16+2,472,636→ 2,472,636 total(indirect: By LLC)→ Class A Common Stock (2,472,636 underlying)
Footnotes (3)
- [F1]Each share of the issuer's Series E Preferred Stock and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.
- [F2]Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
- [F3]These securities are held of record by Vulcan Capital Growth Equity LLC ("VCGE"). Vulcan Capital Growth Equity Management LLC ("VCGE Management") manages VCGE. VCGE Management is managed by Cougar Investment Holdings LLC, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCGE. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
ZUORA INC
CIK 0001423774
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001608244
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 6:11 AM ET
- Size
- 19.4 KB