4//SEC Filing
Vulcan Capital Growth Equity LLC 4
Accession 0000899243-18-019887
CIK 0001423774other
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 6:15 AM ET
Size
14.2 KB
Accession
0000899243-18-019887
Insider Transaction Report
Form 4
ZUORA INCZUO
Cougar Investment Holdings LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2018-07-05+2,867,445→ 2,867,445 total(indirect: By LLC) - Conversion
Class B Common Stock
2018-07-05−2,867,445→ 0 total(indirect: By LLC)→ Class A Common Stock (2,867,445 underlying)
Vulcan Capital Growth Equity LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2018-07-05+2,867,445→ 2,867,445 total(indirect: By LLC) - Conversion
Class B Common Stock
2018-07-05−2,867,445→ 0 total(indirect: By LLC)→ Class A Common Stock (2,867,445 underlying)
ALLEN PAUL G
10% Owner
Transactions
- Conversion
Class A Common Stock
2018-07-05+2,867,445→ 2,867,445 total(indirect: By LLC) - Conversion
Class B Common Stock
2018-07-05−2,867,445→ 0 total(indirect: By LLC)→ Class A Common Stock (2,867,445 underlying)
Transactions
- Conversion
Class A Common Stock
2018-07-05+2,867,445→ 2,867,445 total(indirect: By LLC) - Conversion
Class B Common Stock
2018-07-05−2,867,445→ 0 total(indirect: By LLC)→ Class A Common Stock (2,867,445 underlying)
Footnotes (4)
- [F1]Represents the number of shares that were acquired upon the conversion of Class B Common Stock to Class A Common Stock as reflected in Table II.The registered holder elected to convert the shares from Class B Common Stock to Class A Common Stock on a 1-for-1 basis.
- [F2]These securities are held of record by Vulcan Capital Growth Equity LLC ("VCGE"). Vulcan Capital Growth Equity Management LLC ("VCGE Management") manages VCGE. VCGE Management is managed by Cougar Investment Holdings LLC, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCGE. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F3]Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
- [F4]The holder elected to convert the shares of Class B Common Stock to Class A Common Stock on a 1-for-1 basis.
Documents
Issuer
ZUORA INC
CIK 0001423774
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001608244
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 6:15 AM ET
- Size
- 14.2 KB