Carter Russell Davis III 4

4 · HOME BANCSHARES INC · Filed Jul 23, 2018

Form 4

Period: 2018-07-19

Centennial Bank Regional Pres.

Transactions

Award
Performance Stock Option
2018-07-19+20,000→ 20,000 total
Exercise: $23.32Exp: 2028-07-19→ Common Stock (20,000 underlying)
Award
Common Stock - Performance
2018-07-19+15,000→ 25,000 total

Holdings

Common Stock - Restricted
10,000
Common Stock
16,258.648
Common Stock
(indirect: By IRA)
5,234
Performance Stock Option
Exercise: $18.46Exp: 2025-08-23→ Common Stock (40,000 underlying)
40,000
Common Stock
(indirect: By 401(k))
5,821.26

Footnotes (6)

[F1]The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
[F2]The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
[F3]Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over three years beginning on the third anniversary of the award date.
[F4]Includes 14.8321 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
[F5]The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
[F6]Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.

Documents

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