HOME BANCSHARES INC·4

Jul 23, 4:07 PM ET

Hester Kevin 4

4 · HOME BANCSHARES INC · Filed Jul 23, 2018

Insider Transaction Report

Form 4
Period: 2018-07-19
Hester Kevin
President and CLO
Transactions
  • Award

    Common Stock - Performance Based

    2018-07-19+30,00050,000 total
  • Award

    Performance Stock Option

    2018-07-19+60,00060,000 total
    Exercise: $23.32Exp: 2028-07-19Common Stock (60,000 underlying)
Holdings
  • Common Stock - Restricted

    20,000
  • Common Stock

    64,912
  • Common Stock

    (indirect: By 401(k))
    5,231.951
  • Common Stock

    (indirect: By IRA)
    7,128
  • Performance Stock Option

    Exercise: $18.46Exp: 2025-08-23Common Stock (100,000 underlying)
    100,000
  • Stock Option

    Exercise: $21.25Exp: 2026-04-20Common Stock (20,000 underlying)
    20,000
Footnotes (7)
  • [F1]The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
  • [F2]The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
  • [F3]Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over three years beginning on the third anniversary of the award date.
  • [F4]Includes 29.9490 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
  • [F5]The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
  • [F6]The option is exercisable in five equal annual installments. The first installment became exercisable on April 21, 2017.
  • [F7]Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION