4//SEC Filing
Hedstrom Mark M. 4
Accession 0000899243-18-022221
CIK 0001679688other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 8:03 PM ET
Size
10.3 KB
Accession
0000899243-18-022221
Insider Transaction Report
Form 4
Hedstrom Mark M.
Chief Operating Officer
Transactions
- Award
OP Units
2018-08-09+108,541→ 2,412,315 total(indirect: See footnote)→ Class A Common Stock (108,541 underlying)
Footnotes (3)
- [F1]Represents common membership units ("OP Units") in Colony Capital Operating Company, LLC ("CCOC"), which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of the issuer's Class A Common Stock ("Class A Common Stock") or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date.
- [F2]The OP Units were acquired in connection with contingent consideration paid in the issuer's predecessor's acquisition of substantially all of its former manager in April 2015, and were allocated to the reporting person.
- [F3]The OP Units are held by limited liability companies controlled by Thomas J. Barrack, Jr. (the "Holdcos"). The reporting person has the right, subject to certain conditions, to require the Holdcos from time to time to redeem the OP Units in accordance with Note 1 above and distribute to the reporting person the shares of Class A Common Stock or cash received upon such redemption.
Issuer
Colony Capital, Inc.
CIK 0001679688
Entity typeother
Related Parties
1- filerCIK 0001472236
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 8:03 PM ET
- Size
- 10.3 KB