4//SEC Filing
WASHAM LEE 4
Accession 0000899243-18-022336
CIK 0001478726other
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 5:40 PM ET
Size
19.3 KB
Accession
0000899243-18-022336
Insider Transaction Report
Form 4
WASHAM LEE
President of subsidiary bank
Transactions
- Exercise/Conversion
Stock Option
2018-08-08−24,062→ 118,832 totalExercise: $10.89From: 2014-12-16Exp: 2023-12-16→ Common Stock (24,062 underlying) - Exercise/Conversion
Common Stock
2018-08-08$8.18/sh+37,411$306,022→ 155,008 total - Exercise/Conversion
Common Stock
2018-08-08$10.89/sh+24,062$262,035→ 179,070 total - Tax Payment
Common Stock
2018-08-08$24.00/sh−33,076$793,824→ 145,994 total - Sale
Common Stock
2018-08-09$24.09/sh−13,000$313,170→ 132,994 total - Sale
Common Stock
2018-08-10$24.17/sh−15,397$372,145→ 117,597 total - Sale
Common Stock
2018-08-09$24.07/sh−1,482$35,672→ 0 total(indirect: By 401(k)) - Exercise/Conversion
Stock Option
2018-08-08−37,411→ 0 totalExercise: $8.18From: 2011-06-22Exp: 2020-06-22→ Common Stock (37,411 underlying)
Holdings
- 19,105(indirect: By ESOP)
Common Stock
- 35,757(indirect: By IRA)
Common Stock
Footnotes (2)
- [F1]Reflects the weighted average sale price of multiple open market sale transactions effected by the Reporting Person on the same day at different prices through a sale order executed by a broker-dealer. The range of prices for the sale transactions on August 9, 2018, was $24.05 to $24.15, and the range of prices for the sale transactions on August 10, 2018, was $24.05 to $24.26. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average sale price of multiple sale transactions effected by the Reporting Person on the same day at different prices under the Issuer's 401(k) plan. The range of prices for the sale transactions was $24.04 to $24.07. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
CHARTER FINANCIAL CORP
CIK 0001478726
Entity typeother
Related Parties
1- filerCIK 0001241870
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 5:40 PM ET
- Size
- 19.3 KB