WASHAM LEE 4

4 · CHARTER FINANCIAL CORP · Filed Aug 14, 2018

Form 4

Period: 2018-08-08

President of subsidiary bank

Transactions

Exercise/Conversion
Stock Option
2018-08-08−24,062→ 118,832 total
Exercise: $10.89From: 2014-12-16Exp: 2023-12-16→ Common Stock (24,062 underlying)
Exercise/Conversion
Common Stock
2018-08-08$8.18/sh+37,411$306,022→ 155,008 total
Exercise/Conversion
Common Stock
2018-08-08$10.89/sh+24,062$262,035→ 179,070 total
Tax Payment
Common Stock
2018-08-08$24.00/sh−33,076$793,824→ 145,994 total
Sale
Common Stock
2018-08-09$24.09/sh−13,000$313,170→ 132,994 total
Sale
Common Stock
2018-08-10$24.17/sh−15,397$372,145→ 117,597 total
Sale
Common Stock
2018-08-09$24.07/sh−1,482$35,672→ 0 total(indirect: By 401(k))
Exercise/Conversion
Stock Option
2018-08-08−37,411→ 0 total
Exercise: $8.18From: 2011-06-22Exp: 2020-06-22→ Common Stock (37,411 underlying)

Holdings

Footnotes (2)

[F1]Reflects the weighted average sale price of multiple open market sale transactions effected by the Reporting Person on the same day at different prices through a sale order executed by a broker-dealer. The range of prices for the sale transactions on August 9, 2018, was $24.05 to $24.15, and the range of prices for the sale transactions on August 10, 2018, was $24.05 to $24.26. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
[F2]Reflects the weighted average sale price of multiple sale transactions effected by the Reporting Person on the same day at different prices under the Issuer's 401(k) plan. The range of prices for the sale transactions was $24.04 to $24.07. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Documents

1 file