PETERSEN DAVID M. 4

Accession 0000899243-18-022705

CIK 0001608638other

Filed

Aug 16, 8:00 PM ET

Accepted

Aug 17, 4:45 PM ET

Size

22.4 KB

Accession

0000899243-18-022705

Form 4

Period: 2018-08-15

Redwood Op. Group President

Transactions

Disposition to Issuer
Employee Stock Option (right to buy)
2018-08-15−6,515→ 0 total
Exercise: $25.10Exp: 2018-10-30→ Common Stock (6,515 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2018-08-15−23,477→ 0 total
Exercise: $17.00Exp: 2018-10-30→ Common Stock (23,477 underlying)
Award
Employee Stock Option (right to buy)
2018-08-15+6,515→ 6,515 total
Exercise: $25.10Exp: 2019-03-01→ Common Stock (6,515 underlying)
Award
Employee Stock Option (right to buy)
2018-08-15+8,658→ 8,658 total
Exercise: $19.00Exp: 2019-03-01→ Common Stock (8,658 underlying)
Award
Employee Stock Option (right to buy)
2018-08-15+23,477→ 23,477 total
Exercise: $17.00Exp: 2019-01-30→ Common Stock (23,477 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2018-08-15−9,160→ 0 total
Exercise: $17.05Exp: 2018-10-30→ Common Stock (9,160 underlying)
Award
Employee Stock Option (right to buy)
2018-08-15+9,160→ 9,160 total
Exercise: $17.05Exp: 2019-03-01→ Common Stock (9,160 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2018-08-15−8,658→ 0 total
Exercise: $19.00Exp: 2018-10-30→ Common Stock (8,658 underlying)

Footnotes (5)

[F1]The reported transactions involve the amendments of four outstanding option grants to extend the post-service exercise period following the reporting person's retirement, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The reporting person will retire on September 30, 2018. In addition, 2,172 unvested options with an exercise price of $25.10 will vest on December 3, 2018, 3,054 unvested options with an exercise price of $17.05 will vest on December 6, 2018 and 2,886 unvested options with an exercise price of $19.00 will vest on December 8, 2018, notwithstanding the reporting person's retirement prior to such dates.
[F2]These options were fully vested.
[F3]Of these options, 4,343 were vested as of the date of this report, and 2,172 will vest on December 3, 2018.
[F4]Of these options, 3,053 were vested as of the date of this report, 3,054 will vest on December 6, 2018 and 3,053 were scheduled to vest on December 6, 2019 but will instead expire unexercised.
[F5]None of these options was vested as of the date of this report. Of these options, 2,886 will vest on December 8, 2018, and 2,886 were scheduled to vest on each of December 8, 2019 and December 8, 2020 but will instead expire unexercised.

Documents

1 file

Civitas Solutions, Inc.

CIK 0001608638

Entity typeother