4//SEC Filing
CLAREMONT CREEK VENTURES L P 4
Accession 0000899243-18-022706
CIK 0001604821other
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 4:46 PM ET
Size
39.5 KB
Accession
0000899243-18-022706
Insider Transaction Report
Form 4
Natera, Inc.NTRA
Claremont Creek Partners, LLC
10% Owner
Transactions
- Other
Common Stock
2018-08-15−16,397→ 173,943 total(indirect: By Claremont Creek Partners Fund, L.P.) - Other
Common Stock
2018-08-15+469→ 469 total(indirect: By LLC) - Other
Common Stock
2018-08-15+6,995→ 17,714 total(indirect: Goldhaber Investments, L.P. - Fund I) - Other
Common Stock
2018-08-15+4,880→ 4,880 total(indirect: By LLC) - Other
Common Stock
2018-08-15+175→ 495 total(indirect: By Trust) - Other
Common Stock
2018-08-15−45,034→ 482,728 total(indirect: By Claremont Creek Ventures II, L.P.) - Other
Common Stock
2018-08-15+201→ 201 total(indirect: Goldhaber Investments, L.P. - Fund 2) - Other
Common Stock
2018-08-15−483,221→ 5,178,133 total(indirect: By Claremont Creek Ventures, L.P.) - Sale
Common Stock
2018-08-15$24.57/sh−4,880$119,902→ 0 total(indirect: By LLC) - Other
Common Stock
2018-08-15+4,064→ 11,215 total(indirect: Randall Hawks) - Other
Common Stock
2018-08-15−469→ 0 total(indirect: By LLC) - Other
Common Stock
2018-08-15+201→ 11,416 total(indirect: Randall Hawks)
Claremont Creek Partners II, LLC
10% Owner
Transactions
- Other
Common Stock
2018-08-15+201→ 11,416 total(indirect: Randall Hawks) - Other
Common Stock
2018-08-15+175→ 495 total(indirect: By Trust) - Other
Common Stock
2018-08-15−483,221→ 5,178,133 total(indirect: By Claremont Creek Ventures, L.P.) - Other
Common Stock
2018-08-15+4,880→ 4,880 total(indirect: By LLC) - Other
Common Stock
2018-08-15−45,034→ 482,728 total(indirect: By Claremont Creek Ventures II, L.P.) - Other
Common Stock
2018-08-15−16,397→ 173,943 total(indirect: By Claremont Creek Partners Fund, L.P.) - Sale
Common Stock
2018-08-15$24.57/sh−4,880$119,902→ 0 total(indirect: By LLC) - Other
Common Stock
2018-08-15+6,995→ 17,714 total(indirect: Goldhaber Investments, L.P. - Fund I) - Other
Common Stock
2018-08-15+469→ 469 total(indirect: By LLC) - Other
Common Stock
2018-08-15+201→ 201 total(indirect: Goldhaber Investments, L.P. - Fund 2) - Other
Common Stock
2018-08-15+4,064→ 11,215 total(indirect: Randall Hawks) - Other
Common Stock
2018-08-15−469→ 0 total(indirect: By LLC)
Claremont Creek Partners fund L P
10% Owner
Transactions
- Sale
Common Stock
2018-08-15$24.57/sh−4,880$119,902→ 0 total(indirect: By LLC) - Other
Common Stock
2018-08-15+201→ 201 total(indirect: Goldhaber Investments, L.P. - Fund 2) - Other
Common Stock
2018-08-15+175→ 495 total(indirect: By Trust) - Other
Common Stock
2018-08-15+4,064→ 11,215 total(indirect: Randall Hawks) - Other
Common Stock
2018-08-15+469→ 469 total(indirect: By LLC) - Other
Common Stock
2018-08-15+201→ 11,416 total(indirect: Randall Hawks) - Other
Common Stock
2018-08-15−483,221→ 5,178,133 total(indirect: By Claremont Creek Ventures, L.P.) - Other
Common Stock
2018-08-15+4,880→ 4,880 total(indirect: By LLC) - Other
Common Stock
2018-08-15+6,995→ 17,714 total(indirect: Goldhaber Investments, L.P. - Fund I) - Other
Common Stock
2018-08-15−16,397→ 173,943 total(indirect: By Claremont Creek Partners Fund, L.P.) - Other
Common Stock
2018-08-15−45,034→ 482,728 total(indirect: By Claremont Creek Ventures II, L.P.) - Other
Common Stock
2018-08-15−469→ 0 total(indirect: By LLC)
Claremont Creek Ventures II LP
10% Owner
Transactions
- Other
Common Stock
2018-08-15−483,221→ 5,178,133 total(indirect: By Claremont Creek Ventures, L.P.) - Other
Common Stock
2018-08-15+4,880→ 4,880 total(indirect: By LLC) - Sale
Common Stock
2018-08-15$24.57/sh−4,880$119,902→ 0 total(indirect: By LLC) - Other
Common Stock
2018-08-15+6,995→ 17,714 total(indirect: Goldhaber Investments, L.P. - Fund I) - Other
Common Stock
2018-08-15+201→ 201 total(indirect: Goldhaber Investments, L.P. - Fund 2) - Other
Common Stock
2018-08-15+201→ 11,416 total(indirect: Randall Hawks) - Other
Common Stock
2018-08-15+469→ 469 total(indirect: By LLC) - Other
Common Stock
2018-08-15−16,397→ 173,943 total(indirect: By Claremont Creek Partners Fund, L.P.) - Other
Common Stock
2018-08-15+175→ 495 total(indirect: By Trust) - Other
Common Stock
2018-08-15+4,064→ 11,215 total(indirect: Randall Hawks) - Other
Common Stock
2018-08-15−45,034→ 482,728 total(indirect: By Claremont Creek Ventures II, L.P.) - Other
Common Stock
2018-08-15−469→ 0 total(indirect: By LLC)
GOLDHABER NATHANIEL
10% Owner
Transactions
- Other
Common Stock
2018-08-15−483,221→ 5,178,133 total(indirect: By Claremont Creek Ventures, L.P.) - Other
Common Stock
2018-08-15+6,995→ 17,714 total(indirect: Goldhaber Investments, L.P. - Fund I) - Other
Common Stock
2018-08-15+175→ 495 total(indirect: By Trust) - Other
Common Stock
2018-08-15−469→ 0 total(indirect: By LLC) - Other
Common Stock
2018-08-15+469→ 469 total(indirect: By LLC) - Other
Common Stock
2018-08-15−45,034→ 482,728 total(indirect: By Claremont Creek Ventures II, L.P.) - Other
Common Stock
2018-08-15+201→ 11,416 total(indirect: Randall Hawks) - Sale
Common Stock
2018-08-15$24.57/sh−4,880$119,902→ 0 total(indirect: By LLC) - Other
Common Stock
2018-08-15−16,397→ 173,943 total(indirect: By Claremont Creek Partners Fund, L.P.) - Other
Common Stock
2018-08-15+4,880→ 4,880 total(indirect: By LLC) - Other
Common Stock
2018-08-15+4,064→ 11,215 total(indirect: Randall Hawks) - Other
Common Stock
2018-08-15+201→ 201 total(indirect: Goldhaber Investments, L.P. - Fund 2)
Hawks Randall
10% Owner
Transactions
- Other
Common Stock
2018-08-15+6,995→ 17,714 total(indirect: Goldhaber Investments, L.P. - Fund I) - Other
Common Stock
2018-08-15+469→ 469 total(indirect: By LLC) - Other
Common Stock
2018-08-15+201→ 201 total(indirect: Goldhaber Investments, L.P. - Fund 2) - Other
Common Stock
2018-08-15−483,221→ 5,178,133 total(indirect: By Claremont Creek Ventures, L.P.) - Other
Common Stock
2018-08-15+4,880→ 4,880 total(indirect: By LLC) - Other
Common Stock
2018-08-15+175→ 495 total(indirect: By Trust) - Other
Common Stock
2018-08-15−16,397→ 173,943 total(indirect: By Claremont Creek Partners Fund, L.P.) - Other
Common Stock
2018-08-15−45,034→ 482,728 total(indirect: By Claremont Creek Ventures II, L.P.) - Other
Common Stock
2018-08-15−469→ 0 total(indirect: By LLC) - Other
Common Stock
2018-08-15+201→ 11,416 total(indirect: Randall Hawks) - Sale
Common Stock
2018-08-15$24.57/sh−4,880$119,902→ 0 total(indirect: By LLC) - Other
Common Stock
2018-08-15+4,064→ 11,215 total(indirect: Randall Hawks)
CLAREMONT CREEK VENTURES L P
10% Owner
Transactions
- Other
Common Stock
2018-08-15−483,221→ 5,178,133 total(indirect: By Claremont Creek Ventures, L.P.) - Other
Common Stock
2018-08-15+4,064→ 11,215 total(indirect: Randall Hawks) - Other
Common Stock
2018-08-15−45,034→ 482,728 total(indirect: By Claremont Creek Ventures II, L.P.) - Other
Common Stock
2018-08-15+469→ 469 total(indirect: By LLC) - Other
Common Stock
2018-08-15−469→ 0 total(indirect: By LLC) - Other
Common Stock
2018-08-15+201→ 11,416 total(indirect: Randall Hawks) - Other
Common Stock
2018-08-15−16,397→ 173,943 total(indirect: By Claremont Creek Partners Fund, L.P.) - Other
Common Stock
2018-08-15+4,880→ 4,880 total(indirect: By LLC) - Sale
Common Stock
2018-08-15$24.57/sh−4,880$119,902→ 0 total(indirect: By LLC) - Other
Common Stock
2018-08-15+6,995→ 17,714 total(indirect: Goldhaber Investments, L.P. - Fund I) - Other
Common Stock
2018-08-15+175→ 495 total(indirect: By Trust) - Other
Common Stock
2018-08-15+201→ 201 total(indirect: Goldhaber Investments, L.P. - Fund 2)
Footnotes (16)
- [F1]Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").
- [F10]These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F11]Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9).
- [F12]These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F13]Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.
- [F14]Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
- [F15]Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9).
- [F16]The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.
- [F2]These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F3]Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).
- [F4]These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F5]Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $24.50 to $25.49 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F6]Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
- [F7]Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
- [F8]Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).
- [F9]Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II").
Documents
Issuer
Natera, Inc.
CIK 0001604821
Entity typeother
Related Parties
1- filerCIK 0001332576
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 4:46 PM ET
- Size
- 39.5 KB