Gustafson David R 4

4 · Mattersight Corp · Filed Aug 20, 2018

Form 4

Period: 2018-08-20

VP, Marketing & Product Mngmnt

Transactions

Disposition to Issuer
Stock Option (right to buy)
2018-08-20−25,000→ 0 total
Exercise: $5.79From: 2012-02-27Exp: 2022-02-27→ Common Stock (25,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2018-08-20−30,000→ 0 total
Exercise: $4.10From: 2013-11-06Exp: 2023-11-06→ Common Stock (30,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2018-08-20−28,125→ 0 total
Exercise: $6.38From: 2014-04-21Exp: 2024-04-21→ Common Stock (28,125 underlying)
Disposition from Tender
Common Stock
2018-08-20−135,366→ 0 total
Disposition to Issuer
Stock Option (right to buy)
2018-08-20−30,000→ 0 total
Exercise: $4.69From: 2013-03-15Exp: 2023-03-15→ Common Stock (30,000 underlying)
Disposition from Tender
Common Stock
2018-08-20−405,332→ 0 total

Footnotes (3)

[F1]Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. (the "Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes.
[F2]Per the terms of the Agreement, specified shares of the Issuer's common stock subject to restricted stock award agreements with the Issuer were automatically converted into restricted American depository shares of Nice Ltd.
[F3]Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

Documents

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