KAYNE RICHARD A 4
4 · Kayne Anderson MLP/Midstream Investment Co · Filed Aug 21, 2018
Insider Transaction Report
Form 4
KAYNE RICHARD A
Other
Transactions
- Other
COMMON STOCK
2018-08-06$20.02/sh+17,725$354,855→ 314,889 total(indirect: SEE NOTES (1) AND (2)) - Other
COMMON STOCK
2018-08-06$20.02/sh+24,788$496,256→ 201,513 total
Footnotes (2)
- [F1]SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY IN CONNECTION WITH ITS REORGANIZATION INTO KYN, USING RESPECTIVE NET ASSET VALUES PER SHARE.
- [F2]A TOTAL OF 303,568 SHARES ARE OWND BY KAYNE ANDERSON CAPITAL ADVISORS, L.P.("KACALP.") RICHARD KAYNE IS THE MAJORITY OWNER AND CHAIRMAN OF KACALP. A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") MR. KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KACALP, KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN.