KAYNE RICHARD A 4
4 · KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. · Filed Aug 21, 2018
Insider Transaction Report
Form 4
KAYNE RICHARD A
Other
Transactions
- Other
COMMON STOCK
2018-08-06$15.10/sh+71,828$1,084,603→ 133,568 total(indirect: SEE NOTES (1) AND (2)) - Other
COMMON STOCK
2018-08-06$15.10/sh+197,754$2,986,085→ 203,844 total
Footnotes (2)
- [F1]SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY TOTAL RETURN FUND, INC. IN CONNECTION WITH ITS REORGANIZATION INTO KMF, USING RESPECTIVE NET ASSET VALUES PER SHARE.
- [F2]A TOTAL OF 129,568 SHARES ARE HELD BY KAYNE ANDERSON CAPITAL ADVISORS, L.P.("KACALP") RICHARD KAYNE IS THE MAJORITY OWNER AND CHAIRMAN OF KACALP. A TOTAL OF 4,000 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KACALP AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN.