4//SEC Filing
Yucca Associates Ltd 4
Accession 0000899243-18-023905
CIK 0001423774other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 1:49 PM ET
Size
40.2 KB
Accession
0000899243-18-023905
Insider Transaction Report
Form 4
ZUORA INCZUO
Transactions
- Sale
Class A Common Stock
2018-09-05$26.24/sh−3,458$90,742→ 0 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−11,993$314,710→ 0 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-04−3,860→ 11,582 total(indirect: See Footnote)→ Class A Common Stock (3,860 underlying) - Sale
Class A Common Stock
2018-09-05$26.79/sh−402$10,770→ 3,458 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+1,053,868→ 1,053,868 total(indirect: See Footnote) - Other
Class A Common Stock
2018-09-05−1,042,337→ 11,531 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.79/sh−1,202$32,204→ 10,329 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−10,329$271,044→ 0 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-04−13,389→ 40,167 total(indirect: See Footnote)→ Class A Common Stock (13,389 underlying) - Sale
Class A Common Stock
2018-09-05$26.79/sh−1,396$37,402→ 11,993 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+3,860→ 3,860 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+13,389→ 13,389 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-04−1,053,868→ 3,161,606 total(indirect: See Footnote)→ Class A Common Stock (1,053,868 underlying)
Transactions
- Conversion
Class A Common Stock
2018-09-04+1,053,868→ 1,053,868 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−10,329$271,044→ 0 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+3,860→ 3,860 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−3,458$90,742→ 0 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.79/sh−1,396$37,402→ 11,993 total(indirect: See Footnote) - Other
Class A Common Stock
2018-09-05−1,042,337→ 11,531 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.79/sh−1,202$32,204→ 10,329 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+13,389→ 13,389 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−11,993$314,710→ 0 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-04−3,860→ 11,582 total(indirect: See Footnote)→ Class A Common Stock (3,860 underlying) - Sale
Class A Common Stock
2018-09-05$26.79/sh−402$10,770→ 3,458 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-04−1,053,868→ 3,161,606 total(indirect: See Footnote)→ Class A Common Stock (1,053,868 underlying) - Conversion
Class B Common Stock
2018-09-04−13,389→ 40,167 total(indirect: See Footnote)→ Class A Common Stock (13,389 underlying)
Transactions
- Conversion
Class B Common Stock
2018-09-04−1,053,868→ 3,161,606 total(indirect: See Footnote)→ Class A Common Stock (1,053,868 underlying) - Conversion
Class B Common Stock
2018-09-04−3,860→ 11,582 total(indirect: See Footnote)→ Class A Common Stock (3,860 underlying) - Other
Class A Common Stock
2018-09-05−1,042,337→ 11,531 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−10,329$271,044→ 0 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.79/sh−402$10,770→ 3,458 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−3,458$90,742→ 0 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.79/sh−1,396$37,402→ 11,993 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.79/sh−1,202$32,204→ 10,329 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+1,053,868→ 1,053,868 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+3,860→ 3,860 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−11,993$314,710→ 0 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+13,389→ 13,389 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-04−13,389→ 40,167 total(indirect: See Footnote)→ Class A Common Stock (13,389 underlying)
Yucca (Jersey) SLP
10% Owner
Transactions
- Conversion
Class A Common Stock
2018-09-04+1,053,868→ 1,053,868 total(indirect: See Footnote) - Other
Class A Common Stock
2018-09-05−1,042,337→ 11,531 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−10,329$271,044→ 0 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−11,993$314,710→ 0 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-04−13,389→ 40,167 total(indirect: See Footnote)→ Class A Common Stock (13,389 underlying) - Sale
Class A Common Stock
2018-09-05$26.79/sh−1,202$32,204→ 10,329 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+3,860→ 3,860 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.79/sh−402$10,770→ 3,458 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+13,389→ 13,389 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.79/sh−1,396$37,402→ 11,993 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-04−3,860→ 11,582 total(indirect: See Footnote)→ Class A Common Stock (3,860 underlying) - Sale
Class A Common Stock
2018-09-05$26.24/sh−3,458$90,742→ 0 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-04−1,053,868→ 3,161,606 total(indirect: See Footnote)→ Class A Common Stock (1,053,868 underlying)
Yucca Associates Ltd
10% Owner
Transactions
- Conversion
Class A Common Stock
2018-09-04+1,053,868→ 1,053,868 total(indirect: See Footnote) - Other
Class A Common Stock
2018-09-05−1,042,337→ 11,531 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−10,329$271,044→ 0 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.79/sh−402$10,770→ 3,458 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+13,389→ 13,389 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-04−1,053,868→ 3,161,606 total(indirect: See Footnote)→ Class A Common Stock (1,053,868 underlying) - Conversion
Class B Common Stock
2018-09-04−13,389→ 40,167 total(indirect: See Footnote)→ Class A Common Stock (13,389 underlying) - Sale
Class A Common Stock
2018-09-05$26.24/sh−3,458$90,742→ 0 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.79/sh−1,396$37,402→ 11,993 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.79/sh−1,202$32,204→ 10,329 total(indirect: See Footnote) - Conversion
Class A Common Stock
2018-09-04+3,860→ 3,860 total(indirect: See Footnote) - Sale
Class A Common Stock
2018-09-05$26.24/sh−11,993$314,710→ 0 total(indirect: See Footnote) - Conversion
Class B Common Stock
2018-09-04−3,860→ 11,582 total(indirect: See Footnote)→ Class A Common Stock (3,860 underlying)
Footnotes (11)
- [F1]At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock.
- [F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose.
- [F3]On September 5, 2018, IVG II distributed, for no consideration, 1,042,337 shares of Class A Common Stock of the issuer to its limited partners, representing each such partner's pro rata interest in the shares held by IVG II. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. Associates disclaims Section 16 beneficial ownership of the securities held by Parallel, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F9]The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). YAL disclaims Section 16 beneficial ownership of the securities held by Yucca, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that YAL is the beneficial owner of such securities for Section 16 or any other purpose.
Documents
Issuer
ZUORA INC
CIK 0001423774
Entity typeother
IncorporatedJersey
Related Parties
1- filerCIK 0001611760
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 1:49 PM ET
- Size
- 40.2 KB