Home/Filings/4/0000899243-18-025088
4//SEC Filing

Westcott James Daniel 4

Accession 0000899243-18-025088

CIK 0001358831other

Filed

Sep 23, 8:00 PM ET

Accepted

Sep 24, 7:51 PM ET

Size

21.6 KB

Accession

0000899243-18-025088

Insider Transaction Report

Form 4
Period: 2018-09-20
Transactions
  • Disposition to Issuer

    Units representing limited partner interests

    2018-09-20$4.84/sh809,441$3,917,694404,088 total
  • Disposition to Issuer

    Units representing limited partner interests

    2018-09-20$4.84/sh506,499$2,451,455404,088 total
  • Exercise/Conversion

    Phantom Units

    2018-09-20809,4410 total
    Units (809,441 underlying)
  • Exercise/Conversion

    Units representing limited partner interests

    2018-09-20+506,499910,587 total
  • Disposition to Issuer

    Units representing limited partner interests

    2018-09-20404,0880 total
  • Exercise/Conversion

    Units representing limited partner interests

    2018-09-20+301,648404,088 total
  • Exercise/Conversion

    Units representing limited partner interests

    2018-09-20+809,4411,213,529 total
  • Exercise/Conversion

    Phantom Units

    2018-09-20301,6480 total
    Units (301,648 underlying)
  • Exercise/Conversion

    Phantom Units

    2018-09-20506,4990 total
    Units (506,499 underlying)
Footnotes (6)
  • [F1]In connection with the corporate reorganization of the Issuer from a master limited partnership to a corporation (the "Corporate Reorganization"), each outstanding unit representing a limited partner interest in the Issuer ("Unit") was converted into the right to receive one share of common stock, $0.01 par value per share, of Legacy Reserves Inc. ("New Legacy Common Stock").
  • [F2]Each phantom unit represents the economic equivalent of a Unit.
  • [F3]These phantom units were granted pursuant to an award agreement that provided for settlement in Units and were scheduled to vest as follows: (i) 82,609 phantom units subject to vesting on February 18, 2019; (ii) 83,700 phantom units subject to vesting on February 18, 2020; and (iii) 135,339 phantom units subject to vesting on February 18, 2021. In connection with the Corporate Reorganization, these phantom units automatically vested in full and were settled in Units.
  • [F4]These phantom units were granted pursuant to an award agreement that provided for settlement in cash and provided for cliff vesting in the third year after grant, subject to the achievement of certain performance-based criteria during the three fiscal years prior to the vesting date. The vesting schedule was as follows: (i) 472,050 phantom units on February 18, 2019; (ii) 334,802 phantom units on February 18, 2020; and (iii) 812,030 phantom units on February 18, 2021.
  • [F5]In connection with the Corporate Reorganization, 809,441 of these phantom units automatically vested in full and were settled in cash. Another 809,441 phantom units were forfeited.
  • [F6]These phantom units were granted pursuant to an award agreement that provided for settlement in cash and were scheduled to vest as follows: (i) 271,429 phantom units on February 18, 2019; (ii) 167,401 phantom units on February 18, 2020; and (iii) 67,669 phantom units on February 18, 2021. In connection with the Corporate Reorganization, these phantom units automatically vested in full and were settled in cash.

Issuer

LEGACY RESERVES LP

CIK 0001358831

Entity typeother

Related Parties

1
  • filerCIK 0001557732

Filing Metadata

Form type
4
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 7:51 PM ET
Size
21.6 KB