3//SEC Filing
New Leaf Ventures III, L.P. 3
Accession 0000899243-18-025369
CIK 0001655759other
Filed
Sep 25, 8:00 PM ET
Accepted
Sep 26, 9:18 PM ET
Size
11.3 KB
Accession
0000899243-18-025369
Insider Transaction Report
Form 3
Holdings
Series C Preferred Stock
→ Common Stock (174,846 underlying)Series B Preferred Stock
→ Common Stock (1,108,202 underlying)
Holdings
Series C Preferred Stock
→ Common Stock (174,846 underlying)Series B Preferred Stock
→ Common Stock (1,108,202 underlying)
New Leaf Ventures III, L.P.
10% Owner
Holdings
Series B Preferred Stock
→ Common Stock (1,108,202 underlying)Series C Preferred Stock
→ Common Stock (174,846 underlying)
Footnotes (4)
- [F1]The Series B Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- [F2]The Series C Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- [F3]These shares are held directly by New Leaf Ventures III, L.P. ("NLV-III"). The general partner of NLV-III is New Leaf Venture Associates III, L.P. ("NLVA-III"). The general partner of NLVA-III is New Leaf Venture Management III, L.L.C. ("Management-III"). Each of NLVA-III and Management-III disclaim beneficial ownership of these securities and this report shall not be deemed an admission that NLVA-III or Management-III are beneficial owners of such securities for purposes of Section 16 or any other purpose, except to the extent of their respective pecuniary interests therein. Ronald M. Hunt, Vijay K. Lathi, and Liam T. Ratcliffe, a member of the Issuer's board of directors, are the managers of Management-III (each, a "Manager" and collectively, the "Managers") and may each be deemed to have shared voting and investment power with respect to these securities.
- [F4]Each of the Managers disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
Documents
Issuer
ARVINAS HOLDING COMPANY, LLC
CIK 0001655759
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001625653
Filing Metadata
- Form type
- 3
- Filed
- Sep 25, 8:00 PM ET
- Accepted
- Sep 26, 9:18 PM ET
- Size
- 11.3 KB