Pelowski Ken 4
4 · AQUANTIA CORP · Filed Sep 28, 2018
Insider Transaction Report
Form 4
Pelowski Ken
Director10% Owner
Transactions
- Sale
Common Stock Warrant (Right to Buy)
2018-09-13$0.94/sh−64,012$59,998→ 0 total(indirect: See Footnote)Exercise: $14.31From: 2014-12-16Exp: 2024-12-16→ Common Stock (64,012 underlying)
Footnotes (2)
- [F1]The warrant was directly owned by Pinnacle Ventures II Equity Holdings, L.L.C. ("PVIIEH"). PVIIEH sold the warrant in a private transaction for $60,000, or approximately $0.9373 per share of underlying common stock.
- [F2]The general partner of PVIIEH is Pinnacle Ventures Management II, L.L.C. ("PVMII"). Mr. Pelowski is a controlling managing member of PVMII. Mr. Pelowski disclaims beneficial ownership of all such shares except to the extent of any pecuniary interest therein.