Margus Bradley Albert 4
4 · ARVINAS INC. · Filed Oct 3, 2018
Insider Transaction Report
Form 4
ARVINAS INC.ARVN
Margus Bradley Albert
Director
Transactions
- Conversion
Common Stock
2018-10-01+42,768→ 42,768 total(indirect: By Trust) - Conversion
Series C Preferred Stock
2018-10-01−18,942→ 0 total(indirect: By Trust)→ Common Stock (5,828 underlying) - Purchase
Common Stock
2018-10-01$16.00/sh+40,000$640,000→ 99,463 total - Conversion
Series B Preferred Stock
2018-10-01−120,055→ 0 total(indirect: By Trust)→ Common Stock (36,940 underlying)
Footnotes (2)
- [F1]Reflects shares of the Issuer's Common Stock that were purchased in connection with the Issuer's initial public offering.
- [F2]On October 1, 2018, the Series B Preferred Stock and Series C Preferred Stock converted into Common Stock on a 3.25-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock and Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.