Hexavest Sarl 3
3 · Elastic N.V. · Filed Oct 4, 2018
Insider Transaction Report
Form 3
Elastic N.V.ESTC
Hexavest Sarl
10% Owner
Holdings
Series C Convertible Preference Shares
→ Ordinary Shares (1,247,298 underlying)Series D Convertible Preference Shares
→ Ordinary Shares (122,249 underlying)Series B Convertible Preference Shares
→ Ordinary Shares (5,202,162 underlying)
Footnotes (5)
- [F1]The Series B Convertible Preference Shares shall automatically convert into Ordinary Shares on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and have no expiration date.
- [F2]The convertible preference shares and underlying ordinary shares reported herein are held directly by Hexavest S.a.r.l. ("Hexavest").
- [F3]The shareholders of Hexavest include: Index Ventures IV (Jersey) LP ("Index Ventures IV"), Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures IV Parallel"), Index Ventures VI (Jersey) LP ("Index Ventures VI"), Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures VI Parallel" and, together with Index Ventures IV, Index Ventures IV Parallel and Index Ventures VI, the "Index Funds") and Yucca (Jersey) SLP ("Yucca"). Index Ventures Associates IV Limited ("Index Ventures IV GP") is the managing general partner of Index Ventures IV and Index Ventures IV Parallel, and Index Ventures Associates VI Limited ("Index Ventures VI GP") is the managing general partner of Index Ventures VI and Index Ventures VI Parallel. The general partner of Yucca is Yucca Associates Limited ("Yucca Associates"). Yucca is an Index co-investment vehicle that is contractually required to mirror the Index Funds' investment in the convertible preference shares.
- [F4]The Series C Convertible Preference Shares shall automatically convert into Ordinary Shares on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and have no expiration date.
- [F5]The Series D Convertible Preference Shares shall automatically convert into Ordinary Shares on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and have no expiration date.