GRANITE VENTURES LLC 3
3 · Anaplan, Inc. · Filed Oct 11, 2018
Insider Transaction Report
Form 3
Anaplan, Inc.PLAN
GRANITE VENTURES LLC
10% Owner
Holdings
- 113,947(indirect: By Granite Ventures II, L.P.)
Common Stock
- 26,790(indirect: By GV Anaplan SPV, L.P.)
Common Stock
- (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Series A Convertible Preferred Stock
→ Common Stock (282 underlying) - (indirect: By Granite Ventures II, L.P.)
Series A Convertible Preferred Stock
→ Common Stock (34,850 underlying) - (indirect: By Granite Ventures II, L.P.)
Series B Convertible Preferred Stock
→ Common Stock (8,804,194 underlying) - (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Series C Convertible Preferred Stock
→ Common Stock (25,466 underlying) - (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Series E Convertible Preferred Stock
→ Common Stock (1,206 underlying) - (indirect: By GV Anaplan SPV, L.P.)
Series E Convertible Preferred Stock
→ Common Stock (150,528 underlying) - (indirect: By GV Anaplan SPV, L.P.)
Series F Convertible Preferred Stock
→ Common Stock (45,454 underlying) - (indirect: By Granite Ventures II, L.P.)
Series C Convertible Preferred Stock
→ Common Stock (3,110,903 underlying) - 922(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Common Stock
- (indirect: By GV Anaplan SPV, L.P.)
Series A Convertible Preferred Stock
→ Common Stock (27,264 underlying) - (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Series B Convertible Preferred Stock
→ Common Stock (72,071 underlying) - (indirect: By Granite Ventures II, L.P.)
Series E Convertible Preferred Stock
→ Common Stock (147,322 underlying) - (indirect: By Granite Ventures II, L.P.)
Series D Convertible Preferred Stock
→ Common Stock (140,578 underlying)
Footnotes (2)
- [F1]Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
- [F2]The reported security is convertible into the Issuer's Common Stock on a 1-for-1 basis at any time at the holder's election and shall automatically convert into Common Stock immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.