Shasta Ventures II GP, LLC 3
3 · Anaplan, Inc. · Filed Oct 11, 2018
Insider Transaction Report
Form 3
Anaplan, Inc.PLAN
Shasta Ventures II GP, LLC
10% Owner
Holdings
Series D Convertible Preferred Stock
→ Common Stock (984,044 underlying)- 145,304
Common Stock
Series B Convertible Preferred Stock
→ Common Stock (8,876,265 underlying)Series E Convertible Preferred Stock
→ Common Stock (247,547 underlying)Series A Convertible Preferred Stock
→ Common Stock (37,569 underlying)Series C Convertible Preferred Stock
→ Common Stock (3,136,369 underlying)
Footnotes (2)
- [F1]Shasta Ventures II GP, LLC is the general partner of Shasta Ventures II, L.P. Ravi Mohan, a member of the issuer's Board of Directors, Robert Coneybeer, Tod Francis, and Jason Pressman are the managing members of Shasta Ventures II GP, LLC and each of them may be deemed to exercise voting and investment power over the shares held of record by Shasta Ventures II, L.P. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
- [F2]The reported security is convertible into the Issuer's Common Stock on a 1-for-1 basis at any time at the holder's election and shall automatically convert into Common Stock immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.