O'Grady Standish 4
4 · Anaplan, Inc. · Filed Oct 18, 2018
Insider Transaction Report
Form 4
Anaplan, Inc.PLAN
O'Grady Standish
Director10% Owner
Transactions
- Conversion
Series B Convertible Preferred Stock
2018-10-16−72,071→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)→ Common Stock (72,071 underlying) - Conversion
Series E Convertible Preferred Stock
2018-10-16−150,528→ 0 total(indirect: By GV Anaplan SPV, L.P.)→ Common Stock (150,528 underlying) - Conversion
Series F Convertible Preferred Stock
2018-10-16−45,454→ 0 total(indirect: By GV Anaplan SPV, L.P.)→ Common Stock (45,454 underlying) - Conversion
Series C Convertible Preferred Stock
2018-10-16−25,466→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)→ Common Stock (25,466 underlying) - Conversion
Common Stock
2018-10-16+99,025→ 99,947 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.) - Conversion
Series A Convertible Preferred Stock
2018-10-16−282→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)→ Common Stock (282 underlying) - Conversion
Series A Convertible Preferred Stock
2018-10-16−34,850→ 0 total(indirect: By Granite Ventures II, L.P.)→ Common Stock (34,850 underlying) - Conversion
Series C Convertible Preferred Stock
2018-10-16−3,110,903→ 0 total(indirect: By Granite Ventures II, L.P.)→ Common Stock (3,110,903 underlying) - Conversion
Series D Convertible Preferred Stock
2018-10-16−140,578→ 0 total(indirect: By Granite Ventures II, L.P.)→ Common Stock (140,578 underlying) - Conversion
Series E Convertible Preferred Stock
2018-10-16−1,206→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)→ Common Stock (1,206 underlying) - Conversion
Common Stock
2018-10-16+12,237,847→ 12,351,794 total(indirect: By Granite Ventures II, L.P.) - Conversion
Series B Convertible Preferred Stock
2018-10-16−8,804,194→ 0 total(indirect: By Granite Ventures II, L.P.)→ Common Stock (8,804,194 underlying) - Conversion
Series E Convertible Preferred Stock
2018-10-16−147,322→ 0 total(indirect: By Granite Ventures II, L.P.)→ Common Stock (147,322 underlying) - Conversion
Common Stock
2018-10-16+223,246→ 250,036 total(indirect: By GV Anaplan SPV, L.P.) - Conversion
Series A Convertible Preferred Stock
2018-10-16−27,264→ 0 total(indirect: By GV Anaplan SPV, L.P.)→ Common Stock (27,264 underlying)
Holdings
- 60,669(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.
- [F2]The shares are held by Standish H. O'Grady and Anne Brophy O'Grady, Trustees of The O'Grady Revocable Trust, dated January 3, 2014.
- [F3]The reported security is directly held by Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
- [F4]The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.