Home/Filings/4/0000899243-18-026973

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GRANITE VENTURES LLC 4

Accession 0000899243-18-026973

CIK 0001540755other

View on SEC.gov Company Profile

Filed

Oct 17, 8:00 PM ET

Accepted

Oct 18, 5:09 PM ET

Size

48.0 KB

Accession

0000899243-18-026973

Insider Transaction Report

Form 4

Period: 2018-10-16

Anaplan, Inc.PLAN

GV Anaplan SPV, L.P.

10% Owner

Transactions

Conversion
Series E Convertible Preferred Stock
2018-10-16−150,528→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (150,528 underlying)
Conversion
Series F Convertible Preferred Stock
2018-10-16−45,454→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (45,454 underlying)
Conversion
Series A Convertible Preferred Stock
2018-10-16−282→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (282 underlying)
Conversion
Series A Convertible Preferred Stock
2018-10-16−27,264→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (27,264 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−25,466→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (25,466 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−147,322→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (147,322 underlying)
Conversion
Series D Convertible Preferred Stock
2018-10-16−140,578→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (140,578 underlying)
Conversion
Common Stock
2018-10-16+99,025→ 99,947 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Conversion
Common Stock
2018-10-16+223,246→ 250,036 total(indirect: By GV Anaplan SPV, L.P.)
Conversion
Series A Convertible Preferred Stock
2018-10-16−34,850→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (34,850 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−72,071→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (72,071 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−8,804,194→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (8,804,194 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−3,110,903→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (3,110,903 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−1,206→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (1,206 underlying)
Conversion
Common Stock
2018-10-16+12,237,847→ 12,351,794 total(indirect: By Granite Ventures II, L.P.)

Granite Management II, LLC

10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2018-10-16−3,110,903→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (3,110,903 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−1,206→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (1,206 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−150,528→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (150,528 underlying)
Conversion
Series F Convertible Preferred Stock
2018-10-16−45,454→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (45,454 underlying)
Conversion
Common Stock
2018-10-16+12,237,847→ 12,351,794 total(indirect: By Granite Ventures II, L.P.)
Conversion
Series A Convertible Preferred Stock
2018-10-16−27,264→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (27,264 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−72,071→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (72,071 underlying)
Conversion
Series D Convertible Preferred Stock
2018-10-16−140,578→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (140,578 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−25,466→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (25,466 underlying)
Conversion
Common Stock
2018-10-16+99,025→ 99,947 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Conversion
Common Stock
2018-10-16+223,246→ 250,036 total(indirect: By GV Anaplan SPV, L.P.)
Conversion
Series A Convertible Preferred Stock
2018-10-16−282→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (282 underlying)
Conversion
Series A Convertible Preferred Stock
2018-10-16−34,850→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (34,850 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−8,804,194→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (8,804,194 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−147,322→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (147,322 underlying)

Berterretche Jacqueline

10% Owner

Transactions

Conversion
Series D Convertible Preferred Stock
2018-10-16−140,578→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (140,578 underlying)
Conversion
Common Stock
2018-10-16+99,025→ 99,947 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Conversion
Common Stock
2018-10-16+12,237,847→ 12,351,794 total(indirect: By Granite Ventures II, L.P.)
Conversion
Common Stock
2018-10-16+223,246→ 250,036 total(indirect: By GV Anaplan SPV, L.P.)
Conversion
Series A Convertible Preferred Stock
2018-10-16−282→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (282 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−8,804,194→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (8,804,194 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−25,466→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (25,466 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−147,322→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (147,322 underlying)
Conversion
Series F Convertible Preferred Stock
2018-10-16−45,454→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (45,454 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−3,110,903→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (3,110,903 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−1,206→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (1,206 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−150,528→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (150,528 underlying)
Conversion
Series A Convertible Preferred Stock
2018-10-16−27,264→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (27,264 underlying)
Conversion
Series A Convertible Preferred Stock
2018-10-16−34,850→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (34,850 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−72,071→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (72,071 underlying)

McKay Christopher

10% Owner

Transactions

Conversion
Common Stock
2018-10-16+99,025→ 99,947 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Conversion
Series A Convertible Preferred Stock
2018-10-16−282→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (282 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−3,110,903→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (3,110,903 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−147,322→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (147,322 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−1,206→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (1,206 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−8,804,194→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (8,804,194 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−150,528→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (150,528 underlying)
Conversion
Series F Convertible Preferred Stock
2018-10-16−45,454→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (45,454 underlying)
Conversion
Common Stock
2018-10-16+12,237,847→ 12,351,794 total(indirect: By Granite Ventures II, L.P.)
Conversion
Series A Convertible Preferred Stock
2018-10-16−34,850→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (34,850 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−72,071→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (72,071 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−25,466→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (25,466 underlying)
Conversion
Common Stock
2018-10-16+223,246→ 250,036 total(indirect: By GV Anaplan SPV, L.P.)
Conversion
Series A Convertible Preferred Stock
2018-10-16−27,264→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (27,264 underlying)
Conversion
Series D Convertible Preferred Stock
2018-10-16−140,578→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (140,578 underlying)

GRANITE VENTURES LLC

10% Owner

Transactions

Conversion
Series A Convertible Preferred Stock
2018-10-16−27,264→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (27,264 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−8,804,194→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (8,804,194 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−3,110,903→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (3,110,903 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−147,322→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (147,322 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−150,528→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (150,528 underlying)
Conversion
Common Stock
2018-10-16+12,237,847→ 12,351,794 total(indirect: By Granite Ventures II, L.P.)
Conversion
Common Stock
2018-10-16+99,025→ 99,947 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Conversion
Common Stock
2018-10-16+223,246→ 250,036 total(indirect: By GV Anaplan SPV, L.P.)
Conversion
Series A Convertible Preferred Stock
2018-10-16−282→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (282 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−1,206→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (1,206 underlying)
Conversion
Series A Convertible Preferred Stock
2018-10-16−34,850→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (34,850 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−72,071→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (72,071 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−25,466→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (25,466 underlying)
Conversion
Series D Convertible Preferred Stock
2018-10-16−140,578→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (140,578 underlying)
Conversion
Series F Convertible Preferred Stock
2018-10-16−45,454→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (45,454 underlying)

Granite Ventures II L P

10% Owner

Transactions

Conversion
Common Stock
2018-10-16+99,025→ 99,947 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Conversion
Series A Convertible Preferred Stock
2018-10-16−282→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (282 underlying)
Conversion
Series A Convertible Preferred Stock
2018-10-16−27,264→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (27,264 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−8,804,194→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (8,804,194 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−147,322→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (147,322 underlying)
Conversion
Series A Convertible Preferred Stock
2018-10-16−34,850→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (34,850 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−3,110,903→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (3,110,903 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−1,206→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (1,206 underlying)
Conversion
Common Stock
2018-10-16+12,237,847→ 12,351,794 total(indirect: By Granite Ventures II, L.P.)
Conversion
Common Stock
2018-10-16+223,246→ 250,036 total(indirect: By GV Anaplan SPV, L.P.)
Conversion
Series B Convertible Preferred Stock
2018-10-16−72,071→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (72,071 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−25,466→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (25,466 underlying)
Conversion
Series D Convertible Preferred Stock
2018-10-16−140,578→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (140,578 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−150,528→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (150,528 underlying)
Conversion
Series F Convertible Preferred Stock
2018-10-16−45,454→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (45,454 underlying)

GRANITE VENTURES ENTREPRENEURS FUND II LP

10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2018-10-16−25,466→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (25,466 underlying)
Conversion
Series A Convertible Preferred Stock
2018-10-16−27,264→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (27,264 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−72,071→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (72,071 underlying)
Conversion
Series C Convertible Preferred Stock
2018-10-16−3,110,903→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (3,110,903 underlying)
Conversion
Series D Convertible Preferred Stock
2018-10-16−140,578→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (140,578 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−1,206→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (1,206 underlying)
Conversion
Series F Convertible Preferred Stock
2018-10-16−45,454→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (45,454 underlying)
Conversion
Common Stock
2018-10-16+99,025→ 99,947 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
Conversion
Common Stock
2018-10-16+12,237,847→ 12,351,794 total(indirect: By Granite Ventures II, L.P.)
Conversion
Common Stock
2018-10-16+223,246→ 250,036 total(indirect: By GV Anaplan SPV, L.P.)
Conversion
Series A Convertible Preferred Stock
2018-10-16−282→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
→ Common Stock (282 underlying)
Conversion
Series A Convertible Preferred Stock
2018-10-16−34,850→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (34,850 underlying)
Conversion
Series B Convertible Preferred Stock
2018-10-16−8,804,194→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (8,804,194 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−147,322→ 0 total(indirect: By Granite Ventures II, L.P.)
→ Common Stock (147,322 underlying)
Conversion
Series E Convertible Preferred Stock
2018-10-16−150,528→ 0 total(indirect: By GV Anaplan SPV, L.P.)
→ Common Stock (150,528 underlying)

Footnotes (3)

[F1]The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.
[F2]The reported security is directly held by Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
[F3]The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Anaplan, Inc.

CIK 0001540755

→

Entity typeother

IncorporatedCA

Related Parties

filerCIK 0001106556

Filing Metadata

Form type: 4
Filed: Oct 17, 8:00 PM ET
Accepted: Oct 18, 5:09 PM ET
Size: 48.0 KB

View on SEC.gov